Governance

FSI's research on the origins, character and consequences of government institutions spans continents and academic disciplines. The institute’s senior fellows and their colleagues across Stanford examine the principles of public administration and implementation. Their work focuses on how maternal health care is delivered in rural China, how public action can create wealth and eliminate poverty, and why U.S. immigration reform keeps stalling. 

FSI’s work includes comparative studies of how institutions help resolve policy and societal issues. Scholars aim to clearly define and make sense of the rule of law, examining how it is invoked and applied around the world. 

FSI researchers also investigate government services – trying to understand and measure how they work, whom they serve and how good they are. They assess energy services aimed at helping the poorest people around the world and explore public opinion on torture policies. The Children in Crisis project addresses how child health interventions interact with political reform. Specific research on governance, organizations and security capitalizes on FSI's longstanding interests and looks at how governance and organizational issues affect a nation’s ability to address security and international cooperation.

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Drawn from outstanding articles published in the Journal of Democracy, The Global Divergence of Democracies follows the enthusiastically received earlier volume, The Global Resurgence of Democracy.

The tremendous momentum of democratic expansion that characterized the 1980s and the first half of the 1990s has drawn to a halt. Significantly, this halt has not yet been followed by a "reverse wave"of democratic breakdowns, and democracy remains unchallenged as a global model and ideal of governance. The values of freedom, human rights, and popular sovereignty have continued to gain strength in the world. The first section of The Global Divergence of Democracies presents a few outstanding examples of the accumulating body of argument and evidence in favor of the universality of democratic principles and their basic compatibility with diverse religious and cultural traditions.

Nonetheless, in practice, the performance of the world's newer democracies has become increasingly varied, a trend reflected in the title of this volume: The Global Divergence of Democracies. The divergence in the quality or depth of democracy is matched by a parallel divergence in progress toward the consolidation of democracy. The second section of this volume is devoted to the hotly contested debate among leading scholars of comparative democracy of the utility and meaning of the concept of consolidation.

A third section examines some of the key building blocks of successful democracy, including political party systems, elections, federalism, the rule of law, a market economy, an independent judiciary, and civilian control of the military. The volume concludes with a series of appraisals of the divergent paths that democracy is taking both among and within various regions of the world, as well as in such key countries as Russia and China. With contributions by more than thirty of the world's leading scholars of democracy, this volume presents the most comprehensive assessment available of the state of democracy in the world at the beginning of the new millennium.

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Johns Hopkins University Press
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Larry Diamond
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Political parties are one of the core institutions of democracy. But in democracies around the world -- rich and poor, Western and non-Western -- there is growing evidence of low or declining public confidence in parties. In membership, organization, and popular involvement and commitment, political parties are not what they used to be. But are they in decline, or are they simply changing their forms and functions? In contrast to authors of most previous works on political parties, which tend to focus exclusively on long-established Western democracies, the contributors to this volume cover many regions of the world. Theoretically, they consider the essential functions that political parties perform in democracy and the different types of parties. Historically, they trace the emergence of parties in Western democracies and the transformation of party cleavage in recent decades. Empirically, they analyze the changing character of parties and party systems in postcommunist Europe, Latin America, and five individual countries that have witnessed significant change: Italy, Japan, Taiwan, India, and Turkey. As the authors show, political parties are now only one of many vehicles for the representation of interests, but they remain essential for recruiting leaders, structuring electoral choice, and organizing government. To the extent that parties are weak and discredited, the health of democracy will be seriously impaired.

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Johns Hopkins University Press
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Larry Diamond
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The authoritarian Chinese regimes governing Taiwan, Mainland China, and Hong Kong allowed limited electoral competition during the last half century. In Taiwan that process evolved over more than three decades before leading to the formation of an opposition party under martial law in late September 1986 and the blossoming of full democracy In March 2000 when that opposition party replaced the ruling party. In Mainland China and Hong Kong, limited electoral competition has only evolved over the last fifteen years or so. This volume examines why and how limited electoral competition developed in Greater China.

The editors use a typology and different concepts to analyse how the political centre in these three Chinese societies historically interacted with society and how different regime change took place. Their analysis attributes Taiwan's robust electoral competition under martial law to political breakthroughs in the political, ideological, economic, and organizational marketplaces. Without similar political breakthroughs in Mainland China and Hong Kong, their limited electoral processes are not likely to lead to the election of one or more opposition parties in Mainland China and the direct election of a Hong Kong governor and parliament.

These two authoritarian regimes have adopted different institutions, or rules, to limit electoral competition. Moreover, different changes have been taking place in their political, ideological, economic, and organizational marketplaces than occurred in Taiwan. Therefore, whether these two Chinese societies can mimic the Taiwan democratization path remains problematic. Only the passage of time will reveal whether their limited electoral competitive processes can transform into full democracy.

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Oxford University Press
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Larry Diamond
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This article investigates the links between trade policy and economic growth in a panel of 57 countries between 1970 and 1989. It develops a new measure of trade policy openness based on the policy component of trade shares, using it in a simultaneous equations system to identify the effect of trade policy on several determinants of growth.

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The World Bank Economic Review
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This paper introduces a new methodology to examine the empirical relationship

between democracy and economic growth. Democratic institutions are assumed to affect growth through a series of channels. We specify and estimate a full system of equations determining growth and the channel variables. Results suggest that democracy fosters growth by improving the accumulation of human capital and, less robustly, by lowering income inequality. On the other hand, democracy hinders growth by reducing the rate of physical capital accumulation and, less robustly, by raising the ratio of government consumption to GDP. Once all of these indirect effects are accounted for, the overall effect of democracy on economic growth is moderately negative. Our results indicate that democratic institutions are responsive to the demands of the poor by expanding access to education and lowering income inequality, but do so at the expense of physical capital accumulation.

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European Economic Review
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A decade after the collapse of communism, Russia still lacks a robust party system. Most institutions of the state are immune from party influence. However parties play a central role in the lower house of parliament, the State Duma. Why? Why have parties been successful in organizing and influencing the work of the State Duma but enjoyed only very limited success elsewhere? This article argues that parties in Russia are weak in general because the most powerful politicians in Russia have made choices to make them weak. Cultural, historical, and socioeconomic factors play a role in impeding party emergence, but individual decisions--especially decisions about institutional design--are the more proximate and more salient causes of poor party development. The privileged position of parties in the State Duma also resulted from individual choices, but those choices had unintended consequences that did not represent the preferences of the most powerful.

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Comparative Political Studies
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Michael A. McFaul
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Larry Diamond, Senior Fellow, The Hoover Institution and Professor of Political Science & Sociology, Stanford University. A specialist on democratic development, Professor Diamond is studying public opinion in Taiwan, where he will serve as an official observer of the parliamentary election. He is co-editor of Journal of Democracy. Phillip C. Saunders, Director, East Asia Nonproliferation Program, Monterey Institute of International Studies. Professor Saunders studies Sino-US relations and East Asian security issues. He is the author of Project Strait Talk: Security and Stability in the Taiwan Strait. Thomas Gold, Professor of Sociology, University of California, Berkeley A specialist on the democratic transition in Taiwan, Professor Gold is the author of "The Waning of the Kuomintang State on Taiwan," in State Capacity in East Asia. He will be an official observer of Taiwan's parliamentary elections. Taiwan politics were turned upside-down in March 2000, when the Kuomintang was defeated in the presidential election, ending 55 years of one-party rule. Now, polls show the KMT is likely to lose its parliamentary majority in the December 2001 elections, a development which would dismay Beijing, sideline one of Asia's oldest political movements, trigger profound realignments in Taiwan's internal politics, and transform relations between Taiwan, China, and the United States. The election results and their implications will be discussed in a roundtable discussion with the three panelists. A buffet lunch will be served.

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Mosbacher Senior Fellow in Global Democracy at the Freeman Spogli Institute for International Studies
William L. Clayton Senior Fellow at the Hoover Institution
Professor, by courtesy, of Political Science and Sociology
diamond_encina_hall.png MA, PhD

Larry Diamond is the William L. Clayton Senior Fellow at the Hoover Institution, the Mosbacher Senior Fellow in Global Democracy at the Freeman Spogli Institute for International Studies (FSI), and a Bass University Fellow in Undergraduate Education at Stanford University. He is also professor by courtesy of Political Science and Sociology at Stanford, where he lectures and teaches courses on democracy (including an online course on EdX). At the Hoover Institution, he co-leads the Project on Taiwan in the Indo-Pacific Region and participates in the Project on the U.S., China, and the World. At FSI, he is among the core faculty of the Center on Democracy, Development and the Rule of Law, which he directed for six and a half years. He leads FSI’s Israel Studies Program and is a member of the Program on Arab Reform and Development. He also co-leads the Global Digital Policy Incubator, based at FSI’s Cyber Policy Center. He served for 32 years as founding co-editor of the Journal of Democracy.

Diamond’s research focuses on global trends affecting freedom and democracy and on U.S. and international policies to defend and advance democracy. His book, Ill Winds: Saving Democracy from Russian Rage, Chinese Ambition, and American Complacency, analyzes the challenges confronting liberal democracy in the United States and around the world at this potential “hinge in history,” and offers an agenda for strengthening and defending democracy at home and abroad.  A paperback edition with a new preface was released by Penguin in April 2020. His other books include: In Search of Democracy (2016), The Spirit of Democracy (2008), Developing Democracy: Toward Consolidation (1999), Promoting Democracy in the 1990s (1995), and Class, Ethnicity, and Democracy in Nigeria (1989). He has edited or coedited more than fifty books, including China’s Influence and American Interests (2019, with Orville Schell), Silicon Triangle: The United States, China, Taiwan the Global Semiconductor Security (2023, with James O. Ellis Jr. and Orville Schell), and The Troubling State of India’s Democracy (2024, with Sumit Ganguly and Dinsha Mistree).

During 2002–03, Diamond served as a consultant to the US Agency for International Development (USAID) and was a contributing author of its report, Foreign Aid in the National Interest. He has advised and lectured to universities and think tanks around the world, and to the World Bank, the United Nations, the State Department, and other organizations dealing with governance and development. During the first three months of 2004, Diamond served as a senior adviser on governance to the Coalition Provisional Authority in Baghdad. His 2005 book, Squandered Victory: The American Occupation and the Bungled Effort to Bring Democracy to Iraq, was one of the first books to critically analyze America's postwar engagement in Iraq.

Among Diamond’s other edited books are Democracy in Decline?; Democratization and Authoritarianism in the Arab World; Will China Democratize?; and Liberation Technology: Social Media and the Struggle for Democracy, all edited with Marc F. Plattner; and Politics and Culture in Contemporary Iran, with Abbas Milani. With Juan J. Linz and Seymour Martin Lipset, he edited the series, Democracy in Developing Countries, which helped to shape a new generation of comparative study of democratic development.

Download full-resolution headshot; photo credit: Rod Searcey.

Former Director of the Center on Democracy, Development and the Rule of Law
Faculty Chair, Jan Koum Israel Studies Program
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Larry Diamond Senior Fellow, Hoover Institution Panelist Professor of Political Science and Sociology, Stanford University
Phillip C. Saunders Director, East Asia Nonproliferation Program Panelist Monterey Institute of International Studies
Thomas Gold Professor of Sociology Panelist University of California at Berkeley
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The March 2000 presidential election was an important milestone in the democratic development of Taiwan, with the Kuomintang turned out of power after five decades of control and replaced by the Democratic Progressive Party.

This book address the effects that Taiwan's democratic development and the March 2000 election will have on policy in the region. In addition to analyzing trends and changes in Taiwan's politics and the outcome of the March 2000 election, the chapters also discuss the international implications of Taiwan's democratic evolution for a variety of issues, including political, economic and security relations on both sides of the Taiwan strait; Japan's foreign policy in the region; U.S. foreign policy in the region; and peace and security in Southeast Asia. The challenges and prospects for continued democratic consolidation and the implications and lessons for the PRC and Southeast Asia are also explored.

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M.E. Sharpe in "Taiwan's Presidential Politics: Democratization and Cross-Strait Relations in the 21st Century", Muthiah Alagappa, ed.
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Larry Diamond
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The Bush administration has right stated that we are and must be prepared to use the full arsenal of our defense capabilities to respond to the heinous acts of terrorism directed against the United States and the world on 11 September 2001. President Bush clearly stated that the use of military force will be a part of our campaign to fight terrorism and defend our homeland. Administration officials also cautioned Americans not to expect a massive military response but rather a longer, and at times invisible, diplomatic and financial campaign aimed at crippling terrorists. This is an astute, but incomplete, use of U.S. force.

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National Security Studies Quarterly
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Michael A. McFaul
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The defeat of the Communist hard-liners' August 1991 coup attempt marked one of the most euphoric moments in Russian history. For centuries, autocrats had ruled Russia, using force when necessary to suppress society. This time, emboldened by liberalization under Soviet leader Mikhail Gorbachev, Russian society organized to resist the use of force by Kremlin dictators. To be sure, all of Russia did not rise up against the coup plotters; only citizens in major cities mobilized. Yet the ripple effects of this brave stance against tyranny in Moscow and St. Petersburg proved pivotal in destroying communism, dismantling the Soviet empire, and ending the Cold War.

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Journal of Democracy
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Michael A. McFaul
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