Democracy
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For most of the 1990s, U.S. foreign-policy makers, analysts of Russia in the United States, and leaders of U.S. nongovernmental organizations have pointed to generational change as the beacon of hope for Russia. Because it was believed that the transition from communism to capitalism and democracy would require a "short term" decline in the well-being of Russian society - and that the older generations would suffer the most during the transitional period - all hope was placed on the younger generation. Unlike their grandparents and parents, the young people would enjoy the benefits of reform and therefore embrace the reforms advocated by these U.S. policymakers and analysts.

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Policy Briefs
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Center for Strategic & International Studies
Authors
Michael A. McFaul
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President George W. Bush has demonstrated impressive flexibility in reshaping his approach to foreign policy to deal with the new international challenges brought to the fore by the terrorist attacks.

Before Sept. 11, President Bush embraced a humble mission for the United States in the world. This country, he believed, had to "preserve the peace" by seeking to maintain the basic balance of power between nations. Now, Bush has abandoned the preservation of the old system. Instead, he seeks to change it by promoting liberty, freedom and eventual democracy in countries ruled by autocrats.

In doing so, Bush lines up next to "idealists" or "liberals" such as Ronald Reagan, Woodrow Wilson and Immanuel Kant, and implicitly distances himself from realists focused solely on the balance of power such as Richard Nixon, Thucydides and his own father, the 41st president.

In a second remarkable change, Bush has become a supporter, at least rhetorically, of nation building. Before Sept. 11, the Bush administration derided nation building as a Clinton-era distraction from the more important issues in international politics. Now, Bush has clearly identified the connection between rebuilding the failed state of Afghanistan and American national security interests. If Congress approves his proposals, Bush will be the author of the greatest increase in the American foreign aid budget since John F. Kennedy's presidency.

Third, the Bush administration before Sept. 11 expressed disdain for multilateral institutions. But in his speech this month before the United Nations, Bush outlined an ambitious proposal for revitalizing the United Nations and American cooperation with this most important multilateral institution.

To be credible, President Bush needs to do more to demonstrate his commitment to the promotion of democracy, nation building and multilateralism. Bush must show that he wants to see political reform in Saudi Arabia as well as in Iraq. Words about promoting liberty ring hollow if they apply only to some people.

To show seriousness on nation building, Bush should press for increases in the peacekeeping forces in Afghanistan. Those working to rebuild Afghanistan unanimously complain that the lack of security throughout the country is the No. 1 impediment to their work.

To make credible his pledge to reinvigorate the United Nations and other multilateral institutions, the president should complement his pledge to enforce U.N. resolutions on Iraq with a rededication of American participation in other international regimes. Bush could start with the ratification of the United Nations Convention on the Elimination of All Forms of Discrimination Against Women, an agreement that American officials helped craft.

Because many are suspicious of the president's recent embrace of democracy promotion, nation building and multilateralism, he must demonstrate a sustained commitment to his new foreign policy strategy.

If Bush has shown a willingness to consider new ideas about foreign policy, his critics -- both at home and abroad -- have demonstrated amazing conservatism. In a reversal of positions, those most opposed to Bush's new approach to foreign policy now seek to "preserve the peace" by defending the status quo. The core flaw in this is the assumption that the old international system was working. It was not.

Before Sept. 11, the United Nations had failed to enforce its own resolutions on Iraq. If the "international community" cannot act to execute its will when dealing with such grave issues as the proliferation of weapons of mass destruction, then it has no credibility on anything.

The international community is ineffective in dealing with despotism, poverty and human rights violations because it seeks to preserve state sovereignty above all else. Fifty years ago, this was a progressive idea, which brought about the end of colonialism. Today, it is a regressive idea, which preserves the sovereignty of dictators who defy international law, denying the sovereignty of their people.

It is odd to hear the international community invoked so often as the defender of high ideals and then see representatives from Iraq in the U.N. General Assembly. Should the United States really be a member of the same organization that includes Saddam Hussein? Eventually, autocracy should go the way of slavery and colonialism as simply unacceptable.

To be effective, the international community and the United States need each other. U.N. Security Council resolutions can only be enforced if the United States helps to enforce them. The United Nations can only assist in the building of new states or prevent the destruction of vulnerable regimes if the United States participates, and vice-versa. The international community has no army and no economy, but even the mighty and rich United States can't afford to remake the world alone. For an effective partnership, change has to come from both sides.

Michael McFaul is an associate professor of political science and Hoover Fellow at Stanford University and a senior associate at the Carnegie Endowment for International Peace.

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Commentary
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San Francisco Chronicle
Authors
Michael A. McFaul
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To make his case, [Bush] has a powerful historical experience to draw upon: the end of the Cold War. Regime change in Eastern Europe and the Soviet Union fundamentally enhanced American national security. If Iraq possessed Russia's nuclear arsenal today, the United States would be in grave danger. Two decades ago we feared this same arsenal in the hands of the Kremlin. Today we do not. The reason we do not is that the regime in Russia has become more democratic and market-oriented and therefore also more Western- oriented.

Second, democratization on the periphery of Europe has stalled. A dictator who praises Stalin and Hitler runs Belarus. President Vladimir Putin has weakened democratic institutions and grossly violated the human rights of his own citizens in Chechnya in his attempt to build "managed democracy" in Russia. In Ukraine, President Leonid Kuchma aspires to create the same level of state control over the democratic process as Putin has achieved in Russia to ensure a smooth -- that is, Kuchma-friendly -- transition of power when his term ends in 2004. In contrast to Russia, Ukraine has a vibrant democratic opposition, whose leader, Viktor Yushchenko, is likely to win a free and fair presidential election. This vote in 2004 will be free and fair, however, only if the West is watching. Only in Moldova has authoritarian creep been avoided, but that's because of the weakness of the state, hardly a condition conducive to long-term democratic consolidation.

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Commentary
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Washington Post
Authors
Michael A. McFaul
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Many countries have adopted the form of democracy with little of its substance. This makes the task of classifying regimes more difficult, but also more important.

Appendices to article available at link below.

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Journal Articles
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Journal of Democracy
Authors
Larry Diamond
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A new narrative about Post-Soviet Russia is taking hold in policy, media, and academic

circles and shows signs of entrenching as a new conventional wisdom. By this reading, Russia's experiment with democracy has flat-out failed. So misconceived and mismanaged were the political and economic reforms of the 1990s that they have fueled mass disenchantment with democratic norms and brought authoritarianism back into repute. Russians, in short, are said to be giving up on democracy.

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Journal Articles
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Post-Soviet Affairs
Authors
Michael A. McFaul
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For those concerned with democratization in the communist world, the final years of the Soviet Union were a truly exhilarating time. At the end of the Gorbachev era, the Soviet Union experienced an explosion of grassroots nongovernmental activity. For the first time in nearly a century, civic groups, trade unions, political parties, and newspapers organized and operated independent of the state. 1 In the final year preceding the collapse of the USSR, these newly formed organizations also cooperated with each other, forming horizontal links in their shared quest to challenge the Soviet system. Most impressive were the miner's strikes in 1989 and again in 1991, as well as the mass demonstrations on Manezh Square in downtown Moscow that occurred repeatedly throughout fall 1990 and spring 1991. At times, hundreds of thousands filled the expansive square. Russian society was politicized, organized, and mobilized. The Soviet state had to respond. Occurring in the shadow of decades of totalitarian rule in the Soviet Union, this kind of social activity was remarkable. The proliferation of nongovernmental organizations (NGOs) and exponential rise in citizen participation in these groups fueled hope that a proto-civil society was taking root--one capable of strengthening Russia's young and tenuous democracy.

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Journal Articles
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Demokratizatsiya
Authors
Michael A. McFaul
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The transition from communism in Europe and the former Soviet Union has only sometimes produced a transition to democracy. Since the crumbling of the Berlin Wall in 1989 and the collapse of the Soviet Union in 1991, most of the twenty-eight new states have abandoned communism, but only nine of these have entered the ranks of liberal democracies. The remaining majority of new postcommunist states are various shades of dictatorships or unconsolidated "transitional regimes." This article seeks to explain why some states abandoned communism for democracy while others turned to authoritarian rule. In endorsing actorcentric approaches that have dominated analyses of the third wave of democratization, this argument nonetheless offers an alternative set of causal paths from ancien régime to new regime that can account for both democracy and dictatorship as outcomes. Situations of unequal distributions of power produced the quickest and most stable transitions from communist rule. In countries with asymmetrical balances of power, the regime to emerge depends almost entirely on the ideological orientation of the most powerful. In countries where democrats enjoyed a decisive power advantage, democracy emerged. Conversely, in countries in which dictators maintained a decisive power advantage, dictatorship emerged. In between these two extremes were countries in which the distribution of power between the old regime and its challengers was relatively equal. Rather than producing stalemate, compromise, and pacted transitions to democracy, however, such situations in the postcommunist world resulted in protracted confrontation between relatively balanced powers. The regimes that emerged from these modes of transitions are not the most successful democracies but rather are unconsolidated, unstable, partial democracies.

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Journal Articles
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World Politics
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Michael A. McFaul
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What went wrong in Russias decade-old post-communist transition? A group of leading young scholars answer this question by offering assessments of five crucial political arenas during the Yeltsin era: elections, executive-legislative relations, interactions between the central state and the regions, economic reforms, and civil-military relations. All of the contributors recognize that adverse historical legacies have complicated Russian democratization. They challenge structural explanations that emphasize constraints of the pre-existing system, however, and concentrate instead on the importance of elite decisions and institution-building. The authors agree that elites failure to develop robust political institutions has been a central problem of Russias post-communist transition. The weakness of the state and its institutions has contributed to a number of serious problems threatening democratic consolidation. These include the tensions between the executive and the legislature, the frail infrastructure for successful market reform, and the absence of proper civilian control over the armed forces.

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Books
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Cambridge University Press in "Russian Politics: Challenges of Democratization", Zoltan Borany, ed.
Authors
Michael A. McFaul
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Drawn from outstanding articles published in the Journal of Democracy, The Global Divergence of Democracies follows the enthusiastically received earlier volume, The Global Resurgence of Democracy.

The tremendous momentum of democratic expansion that characterized the 1980s and the first half of the 1990s has drawn to a halt. Significantly, this halt has not yet been followed by a "reverse wave"of democratic breakdowns, and democracy remains unchallenged as a global model and ideal of governance. The values of freedom, human rights, and popular sovereignty have continued to gain strength in the world. The first section of The Global Divergence of Democracies presents a few outstanding examples of the accumulating body of argument and evidence in favor of the universality of democratic principles and their basic compatibility with diverse religious and cultural traditions.

Nonetheless, in practice, the performance of the world's newer democracies has become increasingly varied, a trend reflected in the title of this volume: The Global Divergence of Democracies. The divergence in the quality or depth of democracy is matched by a parallel divergence in progress toward the consolidation of democracy. The second section of this volume is devoted to the hotly contested debate among leading scholars of comparative democracy of the utility and meaning of the concept of consolidation.

A third section examines some of the key building blocks of successful democracy, including political party systems, elections, federalism, the rule of law, a market economy, an independent judiciary, and civilian control of the military. The volume concludes with a series of appraisals of the divergent paths that democracy is taking both among and within various regions of the world, as well as in such key countries as Russia and China. With contributions by more than thirty of the world's leading scholars of democracy, this volume presents the most comprehensive assessment available of the state of democracy in the world at the beginning of the new millennium.

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Books
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Johns Hopkins University Press
Authors
Larry Diamond
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