Governance

FSI's research on the origins, character and consequences of government institutions spans continents and academic disciplines. The institute’s senior fellows and their colleagues across Stanford examine the principles of public administration and implementation. Their work focuses on how maternal health care is delivered in rural China, how public action can create wealth and eliminate poverty, and why U.S. immigration reform keeps stalling. 

FSI’s work includes comparative studies of how institutions help resolve policy and societal issues. Scholars aim to clearly define and make sense of the rule of law, examining how it is invoked and applied around the world. 

FSI researchers also investigate government services – trying to understand and measure how they work, whom they serve and how good they are. They assess energy services aimed at helping the poorest people around the world and explore public opinion on torture policies. The Children in Crisis project addresses how child health interventions interact with political reform. Specific research on governance, organizations and security capitalizes on FSI's longstanding interests and looks at how governance and organizational issues affect a nation’s ability to address security and international cooperation.

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The Paradox of Plenty explains why, in the midst of two massive oil booms in the 1970s, oil-exporting governments as different as Venezuela, Iran, Nigeria, Algeria, and Indonesia chose common development paths and suffered similarly disappointing outcomes. Meticulously documented and theoretically innovative, this book illuminates the manifold factors--economic, political, and social--that determine the nature of the oil state, from the coherence of public bureaucracies, to the degree of centralization, to patterns of policy-making.

Karl contends that oil countries, while seemingly disparate, are characterized by similar social classes and patterns of collective action. In these countries, dependence on petroleum leads to disproportionate fiscal reliance on petrodollars and public spending, at the expense of statecraft. Oil booms, which create the illusion of prosperity and development, actually destabilize regimes by reinforcing oil-based interests and further weakening state capacity.

Karl's incisive investigation unites structural and choice-based approaches by illuminating how decisions of policymakers are embedded in institutions interacting with domestic and international markets. This approach--which Karl dubs "structured contingency"--uses a state's leading sector as the starting point for identifying a range of decision-making choices, and ends by examining the dynamics of the state itself.

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University of California Press
Authors
Terry L. Karl
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Although Africa has been one of the least democratic regions of the world, it has been experiencing widespread pressures for democratic change since 1990. Although pressure-from both domestic civil societies and international donors-has failed to bring about a transition to democracy in most cases, it has succeeded in many. Today, about a third of all African countries are at least electoral democracies, and virtually all regimes in sub-Saharan Africa have at least legalized opposition parties. Conventional political science theories view Africa's democratic prospects as grim because of its extreme poverty and deep ethnic divisions. This essay takes a more hopeful and "developmental" view. It argues that democratic change can occur in Africa and must if it is to develop economically. But this will inevitably involve a long-term process of political and social change and, in particular, institution building. African countries need new, more appropriate, and more effective institutions to control corruption, provide a market-oriented enabling environment for economic growth, and generate incentives for political parties to craft broad multiethnic appeals and constituencies. If institutions of governance, electoral politics, and civil society can be strengthened and innovatively designed, there is hope for democracy in Africa. But this will also require heavy international conditionality and pressure for more responsible policies and more effective institutions, as well as greater international support for those African regimes that appear serious about democracy and good governance. African societies are ready for a new democratic beginning, but they require the right institutional frameworks at home and vigorous engagement of the international community if deeply entrenched patterns of statism, corruption, repression, ethnic exclusion, and violence are to be overcome.

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Policy Briefs
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Hoover Institution Essays in Public Policy
Authors
Larry Diamond
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The global trend that Samuel P. Huntington has dubbed the "third wave" of democratization has seen more than 60 countries experience democratic transitions since 1974. While these countries have succeeded in bringing down authoritarian regimes and replacing them with freely elected governments, few of them can as yet be considered stable democracies. Most remain engaged in the struggle to consolidate their new and fragile democratic institutions.

Consolidating the Third Wave Democracies provides an in-depth analysis of the challenges that they face. In addition to the complete hardcover edition, Consolidating the Third Wave Democracies is available in two paperback volumes, each introduced by the editors and organized for convenient course use. The first paperback volume, Themes and Perspectives, addresses issues of institutional design, civil-military relations, civil society, and economic development. It brings together some of the world's foremost scholars of democratization, including Robert A. Dahl, Samuel P. Huntington, Juan J. Linz, Guillermo O'Donnell, Adam Przeworski, Philippe C. Schmitter, and Alfred Stepan.

The second paperback volume, Regional Challenges, focuses on developments in Southern Europe, Latin America, Russia, and East Asia, particularly Taiwan and China. It contains essays by leading regional experts, including Yun-han Chu, P. Nikiforos Diamandouros, Thomas B. Gold, Michael McFaul, Andrew J. Nathan, and Hung-mao Tien.

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Johns Hopkins University Press
Authors
Larry Diamond
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At first glance, the process of democratic transition and consolidation in Russia - and the postcommunist world in general - seems similar to that in other countries that are part of the "third wave" of democratization. The descriptive discourse of "transitology" efficiently identifies the actors, actions, and accidents of postcommunist regime transformations. Scholars already have successfully used concepts from Latin America and Southern Europe such as liberalization, "hard-liners vs. soft-liners," "reforma vs. ruptura," pacts, and founding elections to describe communist regime change. These developments have brought the study of the former communist world into the mainstream, if not the cutting edge, of comparative politics.

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Johns Hopkins University Press in "Consolidating the Third Wave Democracies", Larry Diamond and Marc Plattner, eds.
Authors
Michael A. McFaul
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Since 1993, Russia has achieved a series of important milestones regarding the articulation of the rules of the game for political and economic competition. Since the popular approval of a new constitution in December 1993, which gave a great deal of power to the president, the division of powers between the executive and legislative branch has been both formalized and respected by actors in both institutions. While critics of this superpresidential system are many, none of these opponents of the new institutional order are prepared to take to the streets to change it. On the contrary, budgets have been passed, governments approved, and laws enacted in a relatively "normal" and peaceful process.

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Center for International Security and Arms Control in "Cooperative Business Ventures between U.S. Companies and Russian Defense Enterprises", David Bernstein, ed.
Authors
Michael A. McFaul
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Since the collapse of communism and commensurate disappearance of containment as the organizing principle of American foreign policy, U.S. foreign policymakers have lacked a unifying framework for interpreting the international system or a grand strategy for guiding U.S. actions in this system. Lacking a grand strategy, American motivations and objectives in international affairs often seem ambiguous, confused, if not slyly

sinister, to outside observers.

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United States Army War College in "The United States and Russia into the 21st Century"
Authors
Michael A. McFaul
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Freedom in the World is an indispensable annual survey of political rights and civil liberties from Freedom House, the nation's leading human rights advocacy group. Well- established as a standard reference, "Freedom in the World" ranks each country in the world according to degree of political rights and civil liberties its citizens enjoy - or are deprived of. It offers a full overview of each country, identifies its political and economic systems, and provides vital data about life expectancy, population, ethnic composition, and economic indicators. Regional and country reports are accompanied by the annual Map of Freedom, regional maps, charts, tabulated ratings, and other graphic tools that allow immediate comparison between countries. "Freedom in the World" is a crucial resource for all those concerned about progress in human rights.

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Transaction Book in "Freedom in the World: The Annual Survey of Political Rights and Civil Liberties, 1995-1996"
Authors
Michael A. McFaul
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The historic events of the 1996 presidential election appear to point to true progress in making a Russian democracy. Especially when compared with other periods of Russia's history--be it the confrontational and ultimately bloody politics of the first years of the new Russian state, the seventy years of totalitarian rule under the Communists, or the hundreds of years of autocratic government under the tsars--the following milestones are truly spectacular.

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Journal Articles
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Hoover Digest
Authors
Michael A. McFaul
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In both Russia and the West, most analysts portray Russia's political system as an authoritarian regime. According to this view, the executive branch of government dictates state policy. Other institutions of the state do not matter since they are too weak either to make policy or to constrain the all-powerful presidency. The traditional components of a liberal democracy--the separation of powers between the president and the parliament, a party system, federalism, rule of law, independent media, and civil society--are all missing in Russia. Unconstrained by the rules and ways of democracy, Russia's president and his government are free to do whatever they want.

Initially printed as "The Myth of Absolute Power," Moscow Times, November 21, 1997.

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Journal Articles
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Moscow Times
Authors
Michael A. McFaul
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As the debate on NATO expansion moves to the more public and open setting of U.S. Senate hearings this month, we will begin to hear the true motivations behind those for and against extending the alliance to the Czech Republic, Hungary and Poland. From the right, senators will declare that they favor enlargement of the North Atlantic Treaty Organization as a hedge against a possible Russian threat to Europe in the future. From the left, senators will argue that they oppose NATO expansion because the move eastward will help nationalist forces within Russia and thereby damage U.S.-Russian relations.

Full article available with subscription.

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Journal Articles
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Moscow Times
Authors
Michael A. McFaul
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