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Governance in California

Governance is the way that societies make decisions and solve problems. Good governance is difficult when a society is divided in its values, when trust in governing institutions is low, when political participation is biased along various social lines, and when there is not enough reliable information and structured debate in the media. Complicating matters further, governments may not be able to reach important decisions when there are too many veto points that enable small groups to delay or stop decisions, regardless of their merit or public support. Finally, even after a decision is made, governmental agencies may lack the personnel and capacity to implement and administer policies.

While California’s governance system has solved many problems, its governance system suffers from significant challenges in many areas. These include: hard problems (with large-scale challenges associated with climate change, housing, poverty, and more), multiple veto points in public decision-making, partisan division, and polarization, lack of trust in institutions, biased participation in public decisions, and the need to accelerate the modernization and strengthening of civil service in state and local government.

SCENARIOS FOR THE FUTURE


The following are presented as four possible scenarios for California’s governance, media, and civil society future.
 

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A California 100 Report on Policies and Future Scenarios

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California 100
Authors
Francis Fukuyama
Michael Bennon
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Despite five decades of administrative practice and judicial development, there is a considerable gap in legal and empirical study on the impacts of the National Environmental Policy Act of 1970 (NEPA). Proponents of NEPA reform often claim that environmental litigation is a major obstacle for important federal actions. Others have studied the same issue and concluded that NEPA litigation is not a major contributor of project cost escalation or delays. This study addresses this gap by supplementing a data set of the largest 355 transportation and energy infrastructure projects in the United States which completed a federal environmental study between 2010 and 2018.

We observe predevelopment litigation on 28% of the energy and transport projects requiring an Environmental Impact Statement, 89% of which involve a claim of a NEPA violation. Of the major sectors, the highest litigation rate is in solar energy projects, nearly two-thirds of which are litigated. Light Rail Transit projects are litigated at nearly twice the rate of new highway projects and 2.5x the rate of highway improvement projects. Other high-litigation sectors include pipelines (50%), transmission lines (31%), and wind energy projects (38%). Energy sectors with higher rates of private financing have shorter permit durations, higher rates of litigation, and higher rates of cancellation but also higher completion rates relative to transport sectors, which have higher rates of public financing and lower rates of litigation, but extremely long permit timelines. Our findings shed additional light on the ways that NEPA impacts large, environmentally impactful infrastructure projects in various sectors in the United States.

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Environmental Law Reporter
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Michael Bennon
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Cover of Enhancing Resilience in a Chaotic World: The Role of Infrastructure

The United States is currently undergoing a period of massive change in its economy, which is being spearheaded by three major pieces of federal infrastructure and industrial policy legislation: the Infrastructure Investment and Jobs Act (IIJA), the Creating Helpful Incentives to Produce Semiconductors (CHIPS) Act, and the Inflation Reduction Act (IRA). These new programs represent not only a massive investment in select parts of the US economy, but also significant changes in how the US invests and manages its economy through the use of industrial policy.

This chapter reviews these changes in the “how” of US industrial policy and federal investment and discusses two of the challenges that the US government faces as it attempts to orchestrate major changes to its economy. The first is a regulatory system designed to slow or otherwise constrain capital investment and growth. The second consists of unique aspects of US governance and its role in the global economy that will make state-led direct investment and other industrial policy programs challenging to implement.

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Chapter in Enhancing Resilience in a Chaotic World: The Role of Infrastructure, an ISPI-McKinsey & Company REPORT

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Michael Bennon
Book Publisher
Italian Institute for International Political Studies
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How does exposure to conspiracy theories affect voters’ political attitudes? Using an online experiment among US subjects, we show that exposure to conspiracy theories decreases voters’ trust in the domestic informational environment. Subjects were exposed to conspiracy theories that are entirely unrelated to American domestic politics, which further underscores such narratives’ danger. However, we fail to reject the null hypothesis that voters do not weigh unrelated conspiracies in their evaluation of politicians’ performance and domestic political institutions. Overall, our findings illustrate that an informational environment permeated by conspiracy theories could impede the functioning of democracy by eroding trust in information providers and undermining the credibility of political information.

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Journal of Experimental Political Science
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Ahmed Ezzeldin Mohamed
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CDDRL Honors Student, 2023-24
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Major: Economics
Hometown: Allen, TX
Thesis Advisor: José Ignacio Cuesta

Tentative Thesis Title: Big Pharma Mergers and Their Effects on Medicare Drug Prices

Future aspirations post-Stanford: Taking a gap year after graduation to teach English abroad, then coming back to go to law school.

A fun fact about yourself: I’m an avid rock climber, and I’m working on my pilot’s license, even though I’m afraid of heights.

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CDDRL Honors Student, 2023-24
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Major: Political Science
Minor: Native American Studies
Hometown: Kailua, Hawaiʻi
Thesis Advisor: Hakeem Jefferson

Tentative Thesis Title: Analyzing Food Insecurity in Hawaiʻi and Opportunities for Sustainable Development

Future aspirations post-Stanford: After completing my undergraduate studies, I plan to pursue a joint Juris Doctorate and Master in Public Policy degree. I strive to work as a federal policymaker and specialize in legislation strengthening Hawaiʻi’s economic resilience and sustainability, leveraging legislation to foster economic diversification and investment in food security. I’m passionate about serving my home state by crafting policy championing economic development and diversification, sustainability and climate resilience, and Native Hawaiian empowerment.

A fun fact about yourself: I’ve competed in outrigger canoe paddling and kayaking throughout my life, including paddling in a forty-one-mile canoe race between two islands in the Hawaiian chain (Molokaʻi to Oʻahu). I also ran a cupcake and cake business in high school!

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From June 23 to 25, the world watched as Yevgeny Prigozhin, head of the private militia Wagner Group, ordered his fighters to  seize the military headquarters in the Russian city of Rostov-on-Don, demanded the resignation of Defense Minister Sergei Shoigu and Chief of General Staff Valeriy Gerasimov, and advanced his forces toward  Moscow.

The rebellion posed the most significant threat to President Vladimir Putin’s power in his 23-year tenure as Russia’s leader. While the mutiny was abruptly called off following a deal brokered by Belarusian president Aleksandr Lukashenko, the effects continue to reverberate throughout Russia, Eastern Europe, and beyond.

Much is still unknown about the mutiny, Prigozhin’s exile in Belarus, and internal disputes within the Kremlin. But long-time Putin watchers and Russia experts agree that the events of the weekend have significantly weakened Putin’s image as an authoritarian strongman and sole commander of Russia.  

Below, scholars from the Freeman Spogli Institute for International Studies offer their analysis of how the mutiny may impact Russia, Putin’s power, and the war in Ukraine.



Ongoing Problems for Putin

Kathryn Stoner

Writing in Journal of Democracy, Kathryn Stoner, the Mosbacher DIrector of the Center on Democracy, Development, and the Rule of Law, explains how the rebellion is both a symptom and cause of Putin’s instability as a leader:

“Putin’s rule relies on individual loyalties rather than institutionalized, transparent chains of command and responsibility. This allows him to retain unrivaled control over a hierarchy of patron-client relationships and to change policies quickly before any real internal elite opposition can coalesce. But the result of such a system is that it operates at the mercy of shifting loyalties and is therefore inherently fragile. The Prigozhin rebellion, therefore, is a symptom of this latent instability within Putinism.”

Stoner, who has written previously about the conditions that lead to regime changes in autocracies, offered her insights in The Atlantic on how Putin might try to recoup from the embarrassment caused by the rebellion:  

“What does all of this tell us about what might now be going on in Russia and how Putin might pursue the war in Ukraine going forward? While to us Putin may look weak and ineffective, he will undoubtedly use his control over the Russian media to pin the rebellion on Ukraine, NATO, and Russia’s other enemies. He may even take credit for avoiding mass casualties in a civil war by making a deal with Prigozhin. Spinning the story as best he can, Putin himself will survive, although his carefully crafted myth of competence will be damaged. Over time, this might erode elite confidence, although it is unlikely to result in an open coup attempt anytime soon.”

Stoner believes that there is “much still to learn about all that has transpired,” but that one thing is certain: Putin’s ill-considered war in Ukraine has weakened his grip on Russia.

“Although this is not the end of the war or of Putin,” she says, “the Wagner rebellion might yet prove the beginning of the end of both.”

Kathryn Stoner

Kathryn Stoner

Mosbacher Director of the Center on Democracy, Development, and the Rule of Law (CDDRL)
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Impacts on Russia, Ukraine, and Beyond

Michael McFaul

The implications of the 72-hour mutiny will last much longer and extend much further beyond Rostov and Moscow, says FSI Director and former U.S. ambassador to Russia Michael McFaul.

Speaking with Madeline Brand of KRCW, McFaul outlined the difficult situation Putin now finds himself in.

“This whole series of events has made Putin look a lot weaker than he looked three or four days ago. The very fact that the Wagner group exists is a sign of weakness. Putin needs them because he couldn’t rely on his armed forces.”

Elaborating further on Putin’s dilemma, McFaul says:

“As those mercenaries were getting closer to Moscow, Putin went on TV and sounded very macho, calling Prigozhin’s men traitors and promising to crush them, but then four hours later, he capitulates and starts to negotiate. And now he’s given another speech where it sounds like he’s pleading with these mercenaries to lay down their weapons and join the Russian forces. That clearly shows he hasn’t resolved this Wagner crisis yet.”

McFaul predicts that Putin’s remaining partners are also taking note of his fumbled reaction to the rebellion.

“​​If you’re Xi Jinping watching this, the big bet you made on Putin as a partner in opposing the West is looking really problematic right now.”

What Chinese officials fear most, McFaul explained to MSNBC’s Jonathn Capehart, is instability and dissolution, both internally and amongst their neighbors. Historically, the collapse of the Soviet Union was a catastrophic event for Chinese Communist Party officials, and a lesson the current leadership is loath to repeat.

McFaul asserts that, “The longer Putin’s war in Ukraine goes, the more probable it becomes that Russia becomes more unstable. The longer this war goes on, the more likely it is we could see something like this play out over and over again. So I would hope that Xi Jinping understands that putting pressure on Putin to end the war in Ukraine is the best way to prevent chaos on China's borders.”

There are also important lessons the United States and its allies need to consider when evaluating the kind of support they are willing to give Ukraine as the war wears on.

“Putin capitulated very fast, and I think that says a lot about how he’s going to fight in Ukraine and whether he needs an ‘off ramp’ like we’ve been saying. We’ve heard all of these arguments that if he’s backed into a corner he’ll never negotiate. Well, this weekend Putin was in a corner, and he didn't double down. He didn't escalate. He negotiated,” McFaul observes.

Continuing this thought on his Substack, McFaul emphasized that, “The lesson for the war in Ukraine is clear. Putin is more likely to negotiate and end his war if he is losing on the battlefield, not when there is a stalemate. Those who have argued that Ukraine must not attack Crimea for fear of triggering escalation must now reevaluate that hypothesis. The sooner Putin fears he is losing the war, the faster he will negotiate.”

Or, as McFaul writes in Journal on Democracy, “Anything that weakens Putin is good for Ukraine. It is as simple as that.”  

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Michael McFaul

Director of the Freeman Spogli Institute for International Studies
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Fallout on Nuclear Security and Norms

Rose Gottemoeller

Throughout the full-scale invasion of Ukraine, there have been concerns about nuclear sabre rattling by Putin and Kremlin-backed propagandists. Writing in the Financial Times, Rose Gottemoeller, the Steven C. Házy Lecturer at CISAC and former Deputy Secretary of NATO offered this insight:

“The fixation with nuclear apocalypse seems to be the symptom of a wider anxiety that the west is bent on Russian dismemberment because of its aspirations in Ukraine. The Kremlin argues that it only wanted to resume its ancestral right to a Slavic heartland, but that the U.S. and NATO are seeking as punishment Russia’s full and complete destruction as a nation state.”

Gottemoeller has been quick to condemn Putin’s casual threats of nuclear use and clear in her recommendations to the U.S. administration and its allies to find constructive ways to keep nuclear arms talks open despite the war in Ukraine and setbacks like Russia’s suspension of its participation in the New START Treaty.

The Wagner takeover of Rostov-on-Don adds a new layer to the security concerns surrounding Russia’s nuclear posture. Looking at the evolution of Putin’s nuclear rhetoric over the last 18 months, Gottemoeller writes:

“Putin embraced nuclear weapons to keep the United States and its NATO allies off his back and out of his way as he pursued his adventure in Ukraine. It did not work out that way. The United States and NATO were not ready to fight inside Ukraine, but they were willing to do everything else to support Kyiv’s cause — economic, political, security and military assistance to ensure Russia’s defeat. Nuclear weapons failed Putin as a guarantee against external meddling.”

Turning to the events of the last week, Gottemoeller continues:

“We learned on June 24 that they are no help to him internally, either. He could not brandish nuclear weapons in the face of the Wagner Group uprising . . . Nuclear weapons are not the authoritarian’s silver bullet when his power is strained to the breaking point — far from it. In fact, they represent a consummate threat to national and global security if they should fall into the wrong hands in the course of domestic unrest.”

In light of Prigozhin’s mutiny, she urges global leaders to “focus on the problem, stop loose nuclear talk, and put new measures in place to protect, control and account for nuclear weapons and the fissile material that go into them.” 

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Rose Gottemoeller

Steven C. Házy Lecturer at the Center for International Security and Cooperation (CISAC)
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The Unknown Unknowns of the Settlement

Steven Pifer

Major questions remain about the deal struck between Putin, Prigozhin, and Lukashenko. While Lukashenko has confirmed that the Wagner boss is now in Belarusian territory, it is unclear — and many feel, unlikely — that he will stay there in quiet retirement. 

Weighing in on Twitter, Steven Pifer, an affiliate at the Center for International Cooperation and Security and The Europe Center, and a former U.S. Ambassador to Ukraine, acknowledged, “We likely do not know all carrots and/or sticks that were in play to lead to Prigozhin’s decision to end his mutiny . . . Something does not add up.”

Following up in Politico, Pifer added:

“The ‘settlement’ supposedly brokered by President Alexander Lukashenko of Belarus leaves Putin, who was invisible during the day except for a short morning TV broadcast, as damaged goods. It provided the impression that all was forgiven, likely because the Russian president feared the prospect of Prigozhin’s troops parading in Moscow — even if they lacked the numbers to take control of the capital. It is harder to understand Prigozhin. His demands went unmet, yet he ordered his troops back to garrison, accepted that they might join the Russian army that he detests, and meekly set off for Belarus. There clearly is more behind this ‘settlement’ than we understand.”

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Steven Pifer

Affiliate at the Center for International Security and Cooperation and The Europe Center
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Understanding Russia and the War in Ukraine

For more commentary and analysis from FSI scholars about the war in Ukraine and events in Russia, follow the link to our resources page, ‘Russia’s Invasion of Ukraine’

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Michael McFaul moderates a panel with Oleksiy Honcharuk, Serhiy Leshchenko, Oleksandra Matviichuk, Oleksandra Ustinova on the one-year anniversary of the full-scale invasion of Ukraine.
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Ukraine’s Fight for Democracy, One Year In

To commemorate the first year of the full-scale invasion of Ukraine, Ukrainian leaders joined a panel hosted by the Freeman Spogli Institute for International Studies to express their hopes for victory and their gratitude for Western support.
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Crew onboard a 'Terminator' tank support fighting vehicle during a Victory Day military parade in Red Square marking the 75th anniversary of the victory in World War II, on June 24, 2020 in Moscow, Russia.
Crew onboard a 'Terminator' tank support fighting vehicle during a Victory Day military parade in Red Square marking the 75th anniversary of the victory in World War II, on June 24, 2020 in Moscow, Russia.
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Scholars at the Freeman Spogli Institute for International Studies offer insight on what Yevgeny Prigozhin’s mutiny may signal about Russia, Putin’s power, and the war in Ukraine.

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In political science, one issue still in need of greater theorizing is the proper measurement of bureaucratic autonomy, that is, the degree of discretion that political principals should grant to bureaucratic agents. This article reviews the literature on bureaucratic autonomy both in US administrative law and in political science. It uses the American experience to define five mechanisms by which political principals grant and limit autonomy, then goes on to survey the comparative literature on other democratic systems using the American framework as a baseline. Other democracies use different mixtures of these mechanisms, for example by substituting stronger ex post review for ex ante procedures or using appointment and removal power in place of either. We find that the administrative law and social science literatures on this topic approach it very differently, and that each would profit from greater awareness of the other discipline.

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Annual Review of Political Science
Authors
Katherine Bersch
Francis Fukuyama
Number
213-232
Authors
Nora Sulots
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Please join us in congratulating Didi Kuo, Center Fellow at the Freeman Spogli Institute for International Studies (FS), and co-author Andrew S. Kelly, Assistant Professor in the Department of Health Sciences at California State University, East Bay, on being awarded the 2023 Leonard S. Robins Award for the Best Paper on Health Politics and Policy by the American Political Science Association (APSA)!

The Robins Award is named in honor of Leonard S. Robins, who, through his presence and gentle questioning at virtually every health politics panel, graciously nurtured the scholarship of both junior and senior scholars. The award recognizes the best paper on any subject that fits under the rubric of Health Politics and Policy presented at the previous annual APSA meeting.

Kuo and Kelly's award-winning paper, "State Capacity and Public Health: California and COVID-19," investigates the comparative COVID-19 policy response across counties and regions within California. In the description of the 2022 APSA panel "The Politics of Pandemic Response and the Opportunities for Health Policy Reform," during which they presented their paper, it notes that "In moving beyond a consideration of formal state and public health capacity, Kuo and Kelly argue that the more robust policy response of the Bay Area was, in part, a product of partnerships between state and community-based actors. Drawing on the concept of 'embedded autonomy,' Kuo and Kelly reconceptualize public health capacity and consider it within broader issues of state capacity and democracy."

An abstract of the paper can be found below:
 

On March 17, 2020, six counties in the Bay Area jointly issued the nation’s first shelter-in-place orders in response to the COVID-19 crisis. Cities and states across the United States quickly followed suit, with varying degrees of success. Public health officials have been critical in setting policies, enforcing behavioral and non-pharmaceutical interventions, and communicating with the public. This paper explores the determinants of public health capacity, distinguishing between formal institutional capacity (ie budget, staff) and informal embedded capacity (ie community ties, insulation from political pressures). It argues that informal embedded capacity is critical to public health capacity, but difficult to measure empirically. It concludes by relating public health capacity to broader issues of state capacity and democracy.

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Didi Kuo, FSI Center Fellow
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Didi Kuo, Expert on Comparative and American Politics, Announced as FSI’s Newest Center Fellow

As a Center Fellow, Kuo will continue to advance her research agenda at the Center on Democracy, Development and the Rule of Law, exploring both the challenges facing American democracy today and their roots.
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Some takeaways from the 2022 midterms: surprising, a possible return to normalcy, and a “relief”– of sorts, Stanford scholars say.
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ARD Launches Podcast on Politics of COVID-19 in the Arab World

The Program on Arab Reform and Democracy (ARD) at CDDRL, in partnership with the Arab Studies Institute, is pleased to announce the launch Mofeed-19, a 19-minute video podcast that discusses research efforts pertaining to the impact of the COVID-19 pandemic on the Arab world.
ARD Launches Podcast on Politics of COVID-19 in the Arab World
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The award recognizes Kuo and Kelly's paper, “State Capacity and Public Health: California and COVID-19,” as the best paper on health politics and policy presented at the 2022 American Political Science Association (APSA) conference.

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Nora Sulots
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The Center on Democracy, Development and the Rule of Law is pleased to announce the release of the third module of mini-lectures in our Solving Public Policy Problems massive open online course (MOOC).

Case studies like this are instrumental to the curriculum for both CDDRL’s Leadership Academy for Development (LAD) and the Masters’ in International Policy (MIP). They address a wide range of issues in developing countries and are designed to encourage you to think critically about key decisions that have led to policy reforms. This video refers to the implementation segment of the Problem-Solving Framework (module 1.3).

Case Study: Gifford Pinchot and Sustainable Forest Management


The year was 1909, and Gifford Pinchot, Chief Forester of the United States, faced a terrible personal dilemma. He had discovered a pattern of corruption in the sale of public lands to developers and other private interests. But the new president, William Howard Taft, depended on support from western Republicans and had placed a gag order on the whole affair. Pinchot was outraged at this evidence of corruption reaching the White House, but he wanted to give Taft a fair hearing. The new president had, after all, vowed to support conservation and strong control over federal lands. Taft invited Pinchot to the White House, where he alternately implored Pinchot not to go public with the matter and threatened him with dismissal if he violated the gag order. Pinchot had in his pocket a letter that could expose the scandal. This case explores the dilemma of Pinchot, a mid-level bureaucrat dependent on a president’s good will, and the strategies available to him. It shows the power of a single leader and the similarities the United States once had with many developing nations struggling with widespread corruption.

Through this case, students will gain a better understanding of how good communication is important for persuading stakeholders that a reform objective is both achievable and beneficial.

You can read the case study here, access the full series on our YouTube page, and watch Module 3 below:

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Grant Miller and Francis Fukuyma discuss the Case of World Health Partners-Sky
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Module 2 of CDDRL’s “Solving Public Policy Problems” Online Course Out Now

Using the Problem-Solving Framework from Module 1, our second set of mini-lectures examines the case study of child health outcomes in Bihar, India, and includes an interview with Grant Miller, the Henry J. Kaiser, Jr. Professor of Health Policy at the Stanford School of Medicine.
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Solving Public Policy Problems
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Reimagining Public Policy Education at Stanford and Beyond

The Center on Democracy, Development and the Rule of Law is proud to announce the launch of a new free massive open online course aimed at providing participants with a foundational knowledge of the best means for enacting effective policy change in their home countries.
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Gifford Pinchot at his desk.
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This single-video module examines the case of Gifford Pinchot and Sustainable Forest Management. Through this case study, students will gain a better understanding of how good communication is important for persuading stakeholders that a reform objective is both achievable and beneficial.

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