Violence
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While the debate to "surge" or "withdraw" troops continues, Larry Diamond, Coordinator of the Democracy Program at CDDRL, along with Carlos Pascual, writes on the need for a diplomatic strategy to achieve a sustainable peace in Iraq. Diamond asserts that U.S. troops should aim to provide security needed to create an environment to negotiate a peace agreement to end the war and warns that if the parties in Iraq cannot reach a political settlment to reduce the violence and achieve peace, then military force must be redeployed to contain the regional spillover from the conflict.

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Policy Briefs
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The Brookings Institution
Authors
Larry Diamond
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Douglas C. North, John Joseph Wallis, and Barry Weingast will present their new book A Framework for Interpreting Recorded Human History.

Neither economics nor political science can explain the process of modern social development. The fact that developed societies always have developed economies and developed polities suggests that the connection between economics and politics must be a fundamental part of the development process. This book develops an integrated theory of economics and politics. We show how, beginning 10,000 years ago, limited access social orders developed that were able to control violence, provide order, and allow greater production through specialization and exchange. Limited access orders provide order by using the political system to limit economic entry to create rents, and then using the rents to stabilize the political system and limit violence. We call this type of political economy arrangement a natural state. It appears to be the natural way that human societies are organized, even in most of the contemporary world. In contrast, a handful of developed societies have developed open access social orders. In these societies, open access and entry into economic and political organizations sustains economic and political competition. Social order is sustained by competition rather than rent-creation. The key to understanding modern social development is understanding the transition from limited to open access social orders, which only a handful of countries have managed since WWII.

About the speakers:

Douglas C. North received the Nobel Prize in economics in 1993 "for having renewed research in economic history by applying economic theory and quantitative methods in order to explain economic and institutional change". Douglas C. North was installed as the Spencer T. Olin Professor in Arts and Sciences at Washington University in Saint Louis in October 1996 and is the Hoover Institution's Bartlett Burnap Senior Fellow. He is a member of the American Academy of Arts and Sciences and was elected a fellow of the British Academy in July 1996. He is the author of more than fifty articles and ten books. His current research activities include research on property rights, transaction costs, economic organization in history, a theory of the state, the free rider problem, ideology, growth of government, economic and social change, and a theory of institutional change.

North received his B.A. in 1942 and his Ph.D. in 1952 from the University of California at Berkeley.

John J. Wallis is a Professor of Economics at the University of Maryland, where he has taught since 1983. His field of specialization is economic history, and his major areas of interest are state and local government finances, the New Deal, the 1830s, and explaining institutional change. His current research focuses on understanding early American government and the critical decade of the 1830s. Wallis has authored dozens of academic journal articles and book chapters.

Wallis received his Ph.D. in economics from the University of Washington in 1981.

Barry R. Weingast is the Ward C. Krebs Family Professor in the Department of Political Science at Stanford University; where he served as department chair from 1996 to 2001. He is also a professor of economics, by courtesy, at the university and a senior fellow at the Hoover Institution. Weingast is an expert in political economy and public policy, the political foundation of markets and economic reform, U.S. politics, and regulation. His current research focuses on the political determinants of public policymaking and the political foundations of markets and democracy. Weingast is a fellow of the American Academy of Arts and Sciences. He co-authored Analytic Narratives (1998, Princeton) and has numerous academic publications.

Weingast received his Ph.D. in economics from the California Institute of Technology in 1978.

Philippines Conference Room

Douglas C. North Spencer T. Olin Professor in Arts and Sciences Speaker Washington University in Saint Louis
John J. Wallis Professor of Economics Speaker the University of Maryland
Barry R. Weingast Ward C. Krebs Family Professor in the Department of Political Science Speaker Stanford University
Conferences
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Uday Mehta is the Clarence Francis Professor in the Social Sciences at Amherst College. A political theorist, he has taught at Amherst since 2000, has a BA from Swarthmore College, and an MA and PhD from Princeton University. He received a fellowship from the Carnegie Corporation of New York in 2002. On this fellowship, he conducted case studies of minorities in India, South Africa, and Israel as they struggle for political and social recognition. His publications include The Anxiety of Freedom: Imagination and Individuality in Locke's Political Thought, published in 1992, and Liberalism and Empire: A Study in Nineteenth Century British Liberal Thought, published in 1999.

Sponsored by the Program on Global Justice, Stanford Humanities Center, Department of Political Science (Stanford Political Theory Workshop), and Center for International Security and Cooperation.

CISAC Conference Room

Uday Mehta Professor of Political Science Speaker Amherst College
Workshops
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About the Speaker:

Sheri Berman is Associate Professor of Political Science at Barnard College, Columbia University. Her research interests focus on issues of comparative political development, European politics and history, globalization, social theory, and history of the Left. Some of her recent publications include: "The Primacy of Politics: Social Democracy and the Ideological Dynamics of the Twentieth Century" (2006, Cambridge University Press); "Violence, Conflict, and Civil Society," Mittelweg, Spring 2006 (academic paper); "Islamism, Revolution, and Civil Society," Perspectives on Politics, 1, 2, June 2003 (academic paper). Berman received her B.A. (1987) from Yale, and M.A. (1990) and PhD. (1994) from Harvard.

About the Event:

The best way to understand how stable, well-functioning democracies develop is to analyze the political trajectories such countries have actually taken. For the most part, this means looking at Western Europe and North America. When we look carefully at these cases we see that the political backstory of most democracies is one of struggle, conflict and even violence. Problems and even failures did not mean that democracy would be impossible to achieve some day; in fact, they can in retrospect often be seen to be integral parts of the long-term processes through which non-democratic institutions, elites, and cultures were delegitimized and eventually eliminated, and their democratic successors forged. An important reason many do not seem to realize this is because of a lack of historical perspective: contemporary analysts often ignore or misread the often messy and unattractive manner in which the current crop of stable democracies actually developed. Understanding past cases better is thus a crucial step toward putting today's democratization and democracy promotion discussions into proper intellectual and historical context.

CISAC Conference Room

Sheri Berman Associate Professor of Political Science Speaker Barnard College, Columbia University
Seminars
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Rami Khouri is editor-at-large of the Beirut-based Daily Star newspaper, published throughout the Middle East with the International Herald Tribune. He is an internationally syndicated journalist, author, and director of the Issam Fares Institute for Public Policy and International Affairs at the American University of Beirut. He is currently a visiting fellow with the Center on Democracy, Development, and the Rule of Law at Stanford University.

Mr. Khouri will speak about the war in Lebanon this summer. He will provide an analysis of the Israeli-Hezbollah war and discuss its fallout for Lebanese society and government, and its impact on the region's power dynamics. He will also comment on escalating violence in Iraq, Afghanistan, and heightening tensions between the U.S. and political movements in the region, including Iran, Syria, Hezbollah, and Hamas.

Building 420, Room 40

Rami G. Khouri Director Speaker Issam Fares Institute for Public Policy and International Affairs, American University of Beirut
Lectures
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Some rebel groups abuse noncombatant populations, while others exhibit restraint. Insurgent leaders in some countries transform local structures of government, while others simply extract resources for their own benefit. In some contexts, groups kill their victims selectively, while in other environments violence appears indiscriminate, even random. This book presents a theory that accounts for the different strategies pursued by rebel groups in civil war, explaining why patterns of insurgent violence vary so much across conflicts. It does so by examining the membership, structure, and behavior of four insurgent movements in Uganda, Mozambique, and Peru. Drawing on interviews with nearly 200 combatants and civilians who experienced violence firsthand, it shows that rebels' strategies depend in important ways on how difficult it is to launch a rebellion. The book thus demonstrates how characteristics of the environment in which rebellions emerge constrain rebel organization and shape the patterns of violence that civilians experience.

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Books
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Cambridge University Press (Cambridge Studies in Comparative Politics)
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In his trenchant analysis, Stephen Biddle ("Seeing Baghdad, Thinking Saigon," March/April 2006) argues that the escalating violence in Iraq is not a nationalist insurgency, as was the Vietnam War, but rather a "communal civil war" and that it must therefore be addressed by pursuing a strategy different from "Vietnamization": if the United States were simply to turn over responsibility for counterinsurgency to the new Iraqi army and police forces, it would risk inflaming the communal conflict, either by empowering the Shiites and the Kurds to slaughter the Sunnis or by enabling a Trojan horse full of Sunni insurgents to penetrate the multiethnic security forces and undermine them.

Biddle is right in many respects. First, Iraq is already in the midst of a very violent civil conflict, which claims 500 to 1,000 lives or more every month. Second, this internal conflict has become primarily communal in nature; as Biddle writes, it is a fight "about group survival." It pits Sunnis against Shiites, in particular, but also Kurds against Sunnis and, more generally, group against group, with smaller minorities coming under attack on multiple fronts. Third, as Biddle warns, the current moderate-intensity communal war could descend into an all-out conflagration, with a high "risk of mass slaughter." Thus the United States cannot in good conscience withdraw from Iraq abruptly -- and doing so would not even be in the United States' national interest -- because that would remove the last significant barrier to a total conflagration.

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Journal Articles
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Journal Publisher
Foreign Affairs
Authors
Larry Diamond
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External-led state building is at the forefront of international security governance; it has been called "a growth industry"; and it is, against the backdrop of the US-led intervention in Iraq, more controversial than ever. Since the end of the cold war, the UN have launched more than 60 missions in 24 countries. Whilst the primary objective of all of these missions was to monitor, keep, enforce or build peace, a second objective, which is intrinsically linked to the first, was to contribute directly or indirectly to the reestablishment of functioning state-hood. Peace-building mission have become state-building missions. There are two broad reasons for this. First, fragile states are seen as a risk to both their societies and to international security. And second, it is now broadly assumed that one vital condition for sustainable peace is that the state-apparatus has the capacity to exercise core functions of state-hood in an efficient, non-violent and legitimate way. Consequently, peace-building is more and more seen as state-building, and this evolution is reflected in both UN strategy documents, and the development aid strategies of most nation states.

It is against this background that the need for a systematic evaluation of successes and failures of external-led state building emerges. This in turn requires a framework that enables a cross-case comparison of outcomes of external-led state building efforts.

This paper has two objectives: First, I propose a framework that allows for the tracing of the absolute and the relative state-building progress of countries hosting a state-building operation. I argue that "success" should be disaggregated and measured along five dimensions: the absence of war, the reestablishment of a full monopoly over the means for violence, economic development, democracy, and institutional capacities. I discuss at some length the implications for data collection and proxying these measures of success. Secondly, I evaluate the outcome of 17 UN-led peace-building operations, using a new data set. I compare the successes and failures of state-building along these five dimensions against three hypothetical scenarios: The first one is "more is better." In this scenario, it is assumed that the more intrusive the intervention, the more successful the outcome. The second scenario can be called "less-is-more" and assumes that too intrusive missions are counterproductive, because they hinder the endogenous emergence of stable statehood. The third scenario is the "trade-off-scenario." Here, it is assumed that more intrusive interventions produce better outcome in some policy fields and worse in others. This then would point to existing trade-offs between different objectives of state building. Rather than assuming that all good things go together, in the "trade-off"-scenario the success in one dimension (for example democracy) comes at the expense of less success in another dimension (for example economic development).

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Publication Type
Working Papers
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Journal Publisher
CDDRL Working Papers
Authors
Christoph Zuercher

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Post-doctoral Fellow 2005 - 2006
PhD

David Backer is a post-doctoral Fellow (Ph.D. Michigan) at CDDRL. His dissertation project was an evaluation of the impact of participation by victims in South Africa's Truth and Reconciliation Commission (TRC). He is extending this research by comparing attitudes of victims and the general public, as well as conducting a longitudinal study of victims' attitudes about reparations. In addition, he is undertaking a parallel study of victims' responses to the truth commission processes in Ghana, Nigeria and Sierra Leone.

In another project, Backer looks at modes of transitional justice around the world and their effects on political development including regime stability, human rights practices, inter-group conflict, political violence and rates of violent crime.

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