Governance

FSI's research on the origins, character and consequences of government institutions spans continents and academic disciplines. The institute’s senior fellows and their colleagues across Stanford examine the principles of public administration and implementation. Their work focuses on how maternal health care is delivered in rural China, how public action can create wealth and eliminate poverty, and why U.S. immigration reform keeps stalling. 

FSI’s work includes comparative studies of how institutions help resolve policy and societal issues. Scholars aim to clearly define and make sense of the rule of law, examining how it is invoked and applied around the world. 

FSI researchers also investigate government services – trying to understand and measure how they work, whom they serve and how good they are. They assess energy services aimed at helping the poorest people around the world and explore public opinion on torture policies. The Children in Crisis project addresses how child health interventions interact with political reform. Specific research on governance, organizations and security capitalizes on FSI's longstanding interests and looks at how governance and organizational issues affect a nation’s ability to address security and international cooperation.

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New democracies all over the world are finding themselves haunted by the old demons of clientelism, corruption, arbitrariness, and the abuse of powerleading to a growing awareness that, in addition to elections, democracy requires checks and balances. Democratic governments must be accountable to the electorate; but they must also be subject to restraint and oversight by other public agencies. It is not enough that citizens control the state. The state must control itself.

This collection explores how new democracies can achieve that goal. Focusing on electoral administration, judicial systems, corruption control, and central banks, the authors consider such issues as how governments can establish effective agencies of restraint, why they should accept them, and what those agencies can do to achieve credibility.

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Lynne Rienner Publishers
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Larry Diamond
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In this book noted political sociologist Larry Diamond sets forth a distinctive theoretical perspective on democratic evolution and consolidation in the late twentieth century. Rejecting theories that posit preconditions for democracy, and thus dismiss its prospects in poor countries, Diamond argues instead for a "developmental" theory of democracy. This, he explains, is one which views democracy everywhere as a work in progress that emerges piecemeal, at different rates, in different ways and forms, in different countries. Diamond begins by assessing the "third wave" of global democratization that began in 1974.

With a wealth of quantitative data and case illustrations, he shows that the third wave has come to an end, leaving a growing gap between the electoral form and the liberal substance of democracy. This underscores the hollow, fragile state of many democracies and the imperative of concolidation. He then defines the concept of democratic consolidation and identifies the conditions that foster it. These include strong political institutions, appropriate institutional designs, decentralization of power, a vibrant civil society, and improved economic and political performance.

If new and troubled democracies are to be consolidated, Diamond argues, they must become more deeply democratic, more liberal, accountable, and responsive to their citizens. Drawing on extensive public opinion research in developing and postcommunist states, he demonstrates the importance of freedom, transparency, and the rule of law for generating the broad legitimacy that is the essence of democratic consolidation. The book concludes with a hopeful view of the prospects for a fourth wave of global democratization.

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Johns Hopkins University Press
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Larry Diamond
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Democratization in Africa examines the state of progress of democracy in Africa at the end of the 1990s. The past decade's "third wave" of democratization, the contributors argue, has been characterized by retreats as well as advances. In some cases, newly established democratic orders have devolved into pseudo-democracies while, in other cases, superficial changes have been used as a cosmetic screen for continuation of often brutal regimes. The volume makes clear, however, that political liberalization is making significant headway.

The first section of the book ("Assessing Africa's Third Wave") offers several broad analytical surveys of democratic change and electoral processes in the 48 sub-Saharan African states. Frequent abuses are noted, but several contributors find room for guarded optimism. The second section ("South Africa: An African Success?") focuses on the dramatic developments in South Africa, the most advanced democracy on the continent but one faced with enormous challenges in the aftermath of apartheid. Essays in this section examine such issues as the role of nongovernmental organizations in the new political order, the ongoing and linked problems of racial and economic division, the demographics of public opinion on democracy, and the viability of the country's new constitution. The third section of the book ("African Ambiguities") considers more closely several other African states-Ghana, Kenya, Uganda, the Gambia, and Nigeria-all at different crossroads in their progress toward democracy.

From the Introduction:

"For the past three decades, there has been no lack of reasons to be pessimistic about Africa's future. But a more balanced reading is called for . . . There is significantly greater political freedom and more space for civil society in Africa today than a decade ago. Even as some states have disintegrated, others are moving forward to reconstruction. There is also a new ideological and intellectual climate. Unlike during the false start of the first liberation that came with decolonization, Africa today evinces a new political sobriety that is hardened (and even jaundiced) by experience, but not without hope."

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Johns Hopkins University Press
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Larry Diamond
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Five years have passed since the collapse of the Soviet Union, and a new political and economic system has evolved in Russia. Russia After Communism provides an overall assessment of what has been accomplished and what has failed to date, and where Russia is heading. In a unique collaborative effort, the book features chapters on major issues written by pairs of leading Russian and American scholars.

Michael McFaul and Nikolai Petrov analyze the Russian elections since 1989 and assess voting behavior. Scott Bruckner and Lilia Shevtsova address the question of whether Russia has become a stable pluralist society. Martha Brill Olcott and Valery Tishkov focus on the nature of the Russian nation as well as regional relations. Russia has become a market economy, but what kind of capitalism is being formed? Anders Aslund and Mikhail Dmitriev examine the continuing challenge of economic reform. Sherman Garnett and Dmitri Trenin analyze Russia's relations with its nearest neighbor. Stephen Sestanovich examines Russia's place in the world.

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Carnegie Endowment for International Peace in "Russia After Communism", Anders Aslund and Martha Olcott, eds.
Authors
Michael A. McFaul
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Beginning in 1993, left or communist successor parties have achieved electoral success in several postcommunist countries as critics of neo-liberal reform. They have focused their electoral appeals on the social costs of reform, promising greater public welfare and moderation of economic policies. The present volume examines the impact of these parties on social policy in Poland, Hungary, Russia, Eastern Germany, and the Czech Republic, asking: Do left parties commit greater resources to social policy, or are they constrained by finances, international pressures, or their own conversion to market ideology? Do they seek to promote a social-democratic model of the welfare state, or look to models that assign the state a more limited role? Are they acting opportunistically in appealing to popular grievances or effectively building a consensus around a policy agenda? Answers to these questions are used to address a broader theoretical concern: What does being "left" mean in the postcommunist context?

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Westview Press in "Left Parties and Social Policy in Post-Communist Europe", Marilyn Rueschemeyer, Mitchell Ornstein, and Linda Cook, eds.
Authors
Michael A. McFaul
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The most surprising outcome of Russia's recent financial meltdown has been the demonstration of democracy's resilience, not its weakness. Most major political actors are preparing for the upcoming elections, not planning to seize power on their own.

In December 1993, a new political order began in Russia. Often called the Second Russian Republic, this political order is ruled by two central, if somewhat contradictory, principles. First, the Russian political system was to be dominated by one central decision-maker, the president. Having defeated his enemies in a violent confrontation in October 1993, Boris Yeltsin and his assistants drafted a constitution that served his immediate interests. The new basic law accorded the president's office inordinate political power and subordinated the other branches of the national government to lesser roles. In addition, the 1993 constitution specified that direct elections would be the only legitimate mechanism for assuming national political office. Even the president would be subjected to the uncertainties of the electoral process. In vesting the office of the presidency with greater powers, the new constitution also made the office directly accountable to the people.

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Problems of Post-Communism
Authors
Michael A. McFaul
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What are Russian foreign policy objectives? It depends on whom you ask.

In making assessments of Russia's behavior in the world, it is absolutely

critical that we recognize that Russia today is not a totalitarian state ruled by a

Communist Party with a single and clearly articulated foreign policy of expanding

world socialism and destroying world capitalism and democracy. That state

disappeared in 1991. Rather, Russia is a democratizing state - a weakly institutionalized

democracy with several deficiencies, but a democratizing state

nonetheless. Russia's foreign policy, in turn, is a product of domestic politics in

a pluralistic system.

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Demokratizatsiya
Authors
Michael A. McFaul
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On 17 August 1998, the Russian government took emergency measures to avert an economic meltdown, but these did little to halt the crisis. A week later, the ruble had lost two-thirds of its value vis-'a-vis the dollar. In one day, the two major economic achievements of the Boris Yeltsin era--control of inflation and a stable, transferable currency--were wiped out. The stock market all but disappeared, the ruble continued to fall, banks closed, prices soared, and stores emptied as people started to stockpile durable goods like cigarettes, sugar, and flour. Responding desperately to a desperate situation, Yeltsin fired Prime Minister Sergei Kirienko and his government and eventually nominated Yevgeny Primakov to head a coalition government of centrists, communists, liberals, and even one member from Vladimir Zhirinovsky's Liberal Democratic Party. Several months after taking power, however, this new government had done little to devise a strategy for halting Russia's economic woes.

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Journal of Democracy
Authors
Michael A. McFaul
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During transitional moments, new leaders must design political institutions. Some of these designs succeed in establishing lasting rules of the game. Others do not. This paper analyzes those factors which either facilitate or undermine institutional persistence during transitions, focusing particularly on the role that uncertainty and path dependency play in these processes. The empirical section of the paper examines three cases of institutional design in the Soviet/Russian transition--the creation of the Russian presidency, the emergence of electoral law for Russia's lower house of parliament, the State Duma, and the evolution of institutional design regarding the formation of Russia's upper house, the Federal Council. This comparison shows why the first two cases of institutional design created lasting institutions--even though these new rules did not reflect precisely the interests of their creators--while the third case of institutional design did not.

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Constitutional Political Economy
Authors
Michael A. McFaul
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The book is intended for a wide audience and has been written in a style which is readily accessible to people from many different disciplines.

Cappelen Akademisk Forlag (a leading Norwegian Publisher) are pleased to announce the publication of a new and highly challenging book on the rise of New Public Financial Management (NPFM) reforms. Edited by Olov Olson, James Guthrie and Christopher Humphrey, the book is the outcome of a unique two year collaborative project involving 24 senior accounting academics from eleven different countries, including Australia, France, Germany, Japan, New Zealand, Norway, Spain, Sweden, Switzerland, United Kingdom and United States of America. The book is intended for a wide audience and has been written in a style which is readily accessible to people from many different disciplines. As John Meyer, Professor of Sociology at Stanford University, observes in his foreword to the book: "This book is about the rise and international impact of a social movement trying to reform public management around the world along rational and rationalistic lines. The roots of the movement are in professional accounting, especially in the private sector, and has gained considerable force in the last two decades, and has had widespread effects on the ways public organizations are perceived, on policies governing them, and sometimes on organizational practices.

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Cappelen
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