Governance

FSI's research on the origins, character and consequences of government institutions spans continents and academic disciplines. The institute’s senior fellows and their colleagues across Stanford examine the principles of public administration and implementation. Their work focuses on how maternal health care is delivered in rural China, how public action can create wealth and eliminate poverty, and why U.S. immigration reform keeps stalling. 

FSI’s work includes comparative studies of how institutions help resolve policy and societal issues. Scholars aim to clearly define and make sense of the rule of law, examining how it is invoked and applied around the world. 

FSI researchers also investigate government services – trying to understand and measure how they work, whom they serve and how good they are. They assess energy services aimed at helping the poorest people around the world and explore public opinion on torture policies. The Children in Crisis project addresses how child health interventions interact with political reform. Specific research on governance, organizations and security capitalizes on FSI's longstanding interests and looks at how governance and organizational issues affect a nation’s ability to address security and international cooperation.

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"If Russia eventually reverts to a full-blown autocratic regime, it is not inconceivable that tension and competition once again will define Russian-American relations. At this critical moment in Russia's internal development, American foreign policy makers cannot afford to be disengaged."

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Current History
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Michael A. McFaul
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Three experts on Russian elections analyze the surprising degree to which Russian voters supported their leaders, especially Putin, in the December 2003 Duma elections and the March 2004 presidential election. Drawing on the results of surveys of a nationally representative sample of Russians of voting age made between December 19, 2003, and February 15, 2004, and then between April 4 and May 11, 2004, the authors identify some distinctive trends in voting behavior. The results of the election are analyzed in terms of the views and characteristics of the people who voted in particular ways. The trends revealed by the surveys and the authors' analysis are used to consider how Putin's Russia compares to "delegative democracies" in Latin America.

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Post-Soviet Affairs
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Michael A. McFaul
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The field of authoritarian subtypes has usefully described the third wave's undercurrent, an international trend toward plebiscitarian politics among persistent dictatorships. Yet classification does not replace explanation and the proliferation of "authoritarianism with adjectives" risks diverting attention from the core question of comparative regime change studies: Under what conditions do authoritarian regimes become democracies? This paper attempts to reorient the study of contemporary authoritarianism with a theory of ruling parties and coalition management. Whether electoral or exclusionary, authoritarian regimes with ruling parties prove more robust than other nondemocratic systems. Statistical analysis of 135 regimes during the period 1975-2000 shows that the presence or absence of multiparty elections, the key feature of the brand new authoritarianism, has no significant impact on regime survival while party institutionalization remains a strong predictor of regime longevity. Process tracing in four cases with limited multiparty politics details the causal relationship between ruling parties and regime persistence. Egypt and Malaysia evince a pattern of durability in which the dominant party resolves intra-elite conflict and prevents the defection of influential leaders. Iran and the Philippines show that the decline of ruling party institutions generates elite polarization and public rifts, a necessary but insufficient condition for successful opposition mobilization and regime change. Contrary to widespread expectations, elections do not destabilize authoritarian regimes. Authoritarian regimes that have neglected the institutions of coalition maintenance destabilize elections.

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CDDRL Working Papers
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Jason M. Brownlee
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The enlargement of the EU to Central and Eastern European Countries (CEEC) candidates, Turkish candidacy and the Stabilization and Association Process in the Balkans, provides researchers with intriguing opportunities for exploring the effects of international actors on democratic and rule of law reforms in a diverse group of countries.

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Amichai Magen
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The fifth enlargement round (Enlargement) of the European Union (EU), which took place on May 1st 2004, is rightly recognized to be a momentous landmark in the history of modern European integration; the culmination of a fifteen-year process that has variably transformed and will continue to deeply impact the regime characteristics of the post-communist New Member States (NMS) and the remaining candidates (Bulgaria, Croatia, Romania and Turkey) - as well as the EU governance system and its perception of itself as an international actor.

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CDDRL Working Papers
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Amichai Magen
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This paper will address some of the legal and institutional issues that arise in relation to the European Neighbourhood Policy (ENP), its genesis, rationale and policy context. These include the interaction between the ENP and other legal instruments governing EU relations with the neighbourhood states, the appropriateness of its methodology and structures, and the approach taken towards the membership aspirations of (some of) the states concerned. It will focus in particular (and with an emphasis on the Eastern European states) on the EU's emphasis on the rule of law, in the light of its overall objectives in relation to the ENP states, especially its security objectives.

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Which of the democratic checks and balances - opposition parties, the judiciary, a free press - is the most forceful? Peru has the full set of democratic institutions. In the 1990s, the secret-police chief Montesinos systematically undermined them all with bribes. We quantify the checks using the bribe prices. Montesinos paid television-channel owners about 100 times what he paid judges and politicians. One single television channel's bribe was five times larger than the total of the opposition politicians' bribes. By revealed preference, the strongest check on the government's power was the news media.

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Journal of Economic Perspectives
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Alex Thier
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CDDRL Visiting Fellow J. Alexander Thier questions President Bush's assertion that Afghanistan is on a path to democracy. In three years, he notes, the United States has failed to create a secure, stable or prosperous Afghanistan.

President Bush describes Afghanistan, the first front on the war on terrorism, as a success. In comparison to Iraq, perhaps it is. But if you look at Afghanistan on its own merits, the lack of progress is disheartening. In 2002, President Bush promised a "Marshall Plan" for the country, with the goal of turning Afghanistan into a stable, democratic state. On Tuesday, before the United Nations General Assembly, the president said that "the Afghan people are on the path to democracy and freedom." Yet in nearly three years we have failed to create security, stability, prosperity or the rule of law in Afghanistan.

These failings are not just a reflection of the great difficulties of nation-building in places like Afghanistan, they are also the direct result of the Bush administration's policy decisions. Our efforts in Afghanistan are underfinanced and undermanned, and our attention is waning.

The root of the problem is that we invaded Afghanistan to destroy something - the Taliban and Al Qaeda - but we didn't think much about what would grow in its place. While we focused on fighting the terrorists (and even there our effectiveness has been questionable), Afghanistan has become a collection of warlord-run fiefs fueled by a multibillion-dollar opium economy. We armed and financed warlord armies with records of drug-running and human rights abuses stretching back two decades. Then we blocked the expansion of an international security force meant to rein in the militias. These decisions were made for short-term battlefield gain - with disregard for the long-term implications for the mission there.

Our Army continues to hunt insurgents in the mountains, but we have refused to take the steps necessary to secure the rest of the country, and it shows. More coalition and Afghan government soldiers and aid workers have died this year than in each of the previous two. This summer, Doctors Without Borders, which has worked in the most desperate and dangerous conditions around the world, pulled out of Afghanistan after 24 years. In other words, the group felt safer in Afghanistan during the Soviet occupation and the civil war that followed than it did three years after the United States-led coalition toppled the Taliban.

Last month, after a United Nations-backed voter registration office was bombed, the vice president of the United Nations Staff Union urged Secretary General Kofi Annan to pull employees out of Afghanistan. The opium trade is also out of control, fueling lawlessness and financing terrorists. Last year, the trade brought in $2.3 billion; this year, opium production is expected to increase 50 to 100 percent.

Amid terrorist attacks and fighting among regional warlords, the country is preparing for presidential elections on Oct. 9. A recent United Nations report warned that warlords were intimidating voters and candidates. This month, the Organization for Security and Cooperation in Europe, which has monitored post-conflict elections in trouble spots like Bosnia and Kosovo, declared that Afghanistan was too dangerous for its election monitors (it is sending a small "election support team'' instead). President Hamid Karzai narrowly escaped assassination last week on his first campaign trip outside Kabul, and eight other presidential candidates have called for elections to be delayed, saying it's been too dangerous for them to campaign.

Many of these problems flow from early mistakes. Rather than moving quickly to establish security and then gradually turning over control to a legitimate domestic authority, we have done the opposite. As fighting among warlord militias in the countryside intensifies, we are slowly expanding our presence and being dragged into conflicts. The American "advisers" in Afghan Army units, the ubiquitous heavily armed "private" security forces and the fortress-like American Embassy are garnering comparisons to the day of the Soviets.

In Kabul, the effort to build a stable, capable government has also lagged dangerously. President Karzai has begun to show great fortitude in challenging warlords. But his factious cabinet, born of political compromise, has collapsed under the pressure of the country's hurried presidential elections. Outside Kabul, his control remains tenuous in some places, nonexistent in others. Kabul's Supreme Court, the only other branch of government, is controlled by Islamic fundamentalists unconcerned with the dictates of Afghanistan's new Constitution. On Sept. 1, without any case before the court, the chief justice ordered that Latif Pedram, a presidential candidate, be barred from the elections and investigated for blasphemy. His crime? Mr. Pedram had suggested that polygamy was unfair to women. These clerics are trying to establish a system like that in Iran, using Islam as a bludgeon against democracy.

It's true that there have been several important accomplishments in these three years: the Taliban and Al Qaeda no longer sit in Kabul's Presidential Palace; girls are back in school in many parts of the country; some roads and buildings have been rebuilt; and more than 10 million Afghans have registered to vote for the presidential elections. Thousands of international aid workers have been working with the Afghans, often at great risk, to make things better. Despite the slow progress, most Afghans are more hopeful about their future than they have been in years.

But many people working there are left with the nagging feeling that much more could have been done both to help Afghanistan and fight terrorism over the last three years. Our experience demonstrates that you can't fight wars, or do nation-building, on the cheap. Afghanistan should be a critical election issue this year, but Iraq looms much larger in the public mind. Unless the next administration steps up to the plate, it may well be an issue in four years, when we start asking, "Who lost Afghanistan?"

J Alexander Thier, a fellow at the Hoover Institution and the Center on Democracy, Development and the Rule of Law at Stanford University, was a legal adviser to Afghanistan's constitutional and judicial reform commissions.

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This workshop will focus on the strategies used by the United States and European Union in promoting democracy and the rule of law in the developing world. Participants include Laurence Whitehead of Oxford University, Peter Eigen, Chairman of Transparency International, Carl Gershman, President of the National Endowment of Democracy, as well as scholars from the CDDRL community.

Oksenberg Conference Room

Workshops

This is an international conference sponsored by CDDRL's Rule of Law Program and the Stanford University School of Law. Participants include lawmakers, judges and analysts from Mexico as well as from the Stanford community. A full agenda will be posted shortly.

Okimoto Conference Room

Conferences
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