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SURF Predoctoral Fellow, 2023-24
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Sierra Nota is a doctoral candidate (ABD) in Russian and East European History at Stanford University. Her dissertation explores the relationship between Mezhyhirya, a land parcel north of Kyiv, and the regimes that possessed it from 1786 to 2014. She has also conducted archival research on Siberian city planning, the Nazi Occupation of Ukraine, and the formation of the Russo-Ukrainian border. Before Stanford, Sierra received her BA, summa cum laude, from Harvard University.

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From June 23 to 25, the world watched as Yevgeny Prigozhin, head of the private militia Wagner Group, ordered his fighters to  seize the military headquarters in the Russian city of Rostov-on-Don, demanded the resignation of Defense Minister Sergei Shoigu and Chief of General Staff Valeriy Gerasimov, and advanced his forces toward  Moscow.

The rebellion posed the most significant threat to President Vladimir Putin’s power in his 23-year tenure as Russia’s leader. While the mutiny was abruptly called off following a deal brokered by Belarusian president Aleksandr Lukashenko, the effects continue to reverberate throughout Russia, Eastern Europe, and beyond.

Much is still unknown about the mutiny, Prigozhin’s exile in Belarus, and internal disputes within the Kremlin. But long-time Putin watchers and Russia experts agree that the events of the weekend have significantly weakened Putin’s image as an authoritarian strongman and sole commander of Russia.  

Below, scholars from the Freeman Spogli Institute for International Studies offer their analysis of how the mutiny may impact Russia, Putin’s power, and the war in Ukraine.



Ongoing Problems for Putin

Kathryn Stoner

Writing in Journal of Democracy, Kathryn Stoner, the Mosbacher DIrector of the Center on Democracy, Development, and the Rule of Law, explains how the rebellion is both a symptom and cause of Putin’s instability as a leader:

“Putin’s rule relies on individual loyalties rather than institutionalized, transparent chains of command and responsibility. This allows him to retain unrivaled control over a hierarchy of patron-client relationships and to change policies quickly before any real internal elite opposition can coalesce. But the result of such a system is that it operates at the mercy of shifting loyalties and is therefore inherently fragile. The Prigozhin rebellion, therefore, is a symptom of this latent instability within Putinism.”

Stoner, who has written previously about the conditions that lead to regime changes in autocracies, offered her insights in The Atlantic on how Putin might try to recoup from the embarrassment caused by the rebellion:  

“What does all of this tell us about what might now be going on in Russia and how Putin might pursue the war in Ukraine going forward? While to us Putin may look weak and ineffective, he will undoubtedly use his control over the Russian media to pin the rebellion on Ukraine, NATO, and Russia’s other enemies. He may even take credit for avoiding mass casualties in a civil war by making a deal with Prigozhin. Spinning the story as best he can, Putin himself will survive, although his carefully crafted myth of competence will be damaged. Over time, this might erode elite confidence, although it is unlikely to result in an open coup attempt anytime soon.”

Stoner believes that there is “much still to learn about all that has transpired,” but that one thing is certain: Putin’s ill-considered war in Ukraine has weakened his grip on Russia.

“Although this is not the end of the war or of Putin,” she says, “the Wagner rebellion might yet prove the beginning of the end of both.”

Kathryn Stoner

Kathryn Stoner

Mosbacher Director of the Center on Democracy, Development, and the Rule of Law (CDDRL)
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Impacts on Russia, Ukraine, and Beyond

Michael McFaul

The implications of the 72-hour mutiny will last much longer and extend much further beyond Rostov and Moscow, says FSI Director and former U.S. ambassador to Russia Michael McFaul.

Speaking with Madeline Brand of KRCW, McFaul outlined the difficult situation Putin now finds himself in.

“This whole series of events has made Putin look a lot weaker than he looked three or four days ago. The very fact that the Wagner group exists is a sign of weakness. Putin needs them because he couldn’t rely on his armed forces.”

Elaborating further on Putin’s dilemma, McFaul says:

“As those mercenaries were getting closer to Moscow, Putin went on TV and sounded very macho, calling Prigozhin’s men traitors and promising to crush them, but then four hours later, he capitulates and starts to negotiate. And now he’s given another speech where it sounds like he’s pleading with these mercenaries to lay down their weapons and join the Russian forces. That clearly shows he hasn’t resolved this Wagner crisis yet.”

McFaul predicts that Putin’s remaining partners are also taking note of his fumbled reaction to the rebellion.

“​​If you’re Xi Jinping watching this, the big bet you made on Putin as a partner in opposing the West is looking really problematic right now.”

What Chinese officials fear most, McFaul explained to MSNBC’s Jonathn Capehart, is instability and dissolution, both internally and amongst their neighbors. Historically, the collapse of the Soviet Union was a catastrophic event for Chinese Communist Party officials, and a lesson the current leadership is loath to repeat.

McFaul asserts that, “The longer Putin’s war in Ukraine goes, the more probable it becomes that Russia becomes more unstable. The longer this war goes on, the more likely it is we could see something like this play out over and over again. So I would hope that Xi Jinping understands that putting pressure on Putin to end the war in Ukraine is the best way to prevent chaos on China's borders.”

There are also important lessons the United States and its allies need to consider when evaluating the kind of support they are willing to give Ukraine as the war wears on.

“Putin capitulated very fast, and I think that says a lot about how he’s going to fight in Ukraine and whether he needs an ‘off ramp’ like we’ve been saying. We’ve heard all of these arguments that if he’s backed into a corner he’ll never negotiate. Well, this weekend Putin was in a corner, and he didn't double down. He didn't escalate. He negotiated,” McFaul observes.

Continuing this thought on his Substack, McFaul emphasized that, “The lesson for the war in Ukraine is clear. Putin is more likely to negotiate and end his war if he is losing on the battlefield, not when there is a stalemate. Those who have argued that Ukraine must not attack Crimea for fear of triggering escalation must now reevaluate that hypothesis. The sooner Putin fears he is losing the war, the faster he will negotiate.”

Or, as McFaul writes in Journal on Democracy, “Anything that weakens Putin is good for Ukraine. It is as simple as that.”  

Michael McFaul Headshot

Michael McFaul

Director of the Freeman Spogli Institute for International Studies
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Fallout on Nuclear Security and Norms

Rose Gottemoeller

Throughout the full-scale invasion of Ukraine, there have been concerns about nuclear sabre rattling by Putin and Kremlin-backed propagandists. Writing in the Financial Times, Rose Gottemoeller, the Steven C. Házy Lecturer at CISAC and former Deputy Secretary of NATO offered this insight:

“The fixation with nuclear apocalypse seems to be the symptom of a wider anxiety that the west is bent on Russian dismemberment because of its aspirations in Ukraine. The Kremlin argues that it only wanted to resume its ancestral right to a Slavic heartland, but that the U.S. and NATO are seeking as punishment Russia’s full and complete destruction as a nation state.”

Gottemoeller has been quick to condemn Putin’s casual threats of nuclear use and clear in her recommendations to the U.S. administration and its allies to find constructive ways to keep nuclear arms talks open despite the war in Ukraine and setbacks like Russia’s suspension of its participation in the New START Treaty.

The Wagner takeover of Rostov-on-Don adds a new layer to the security concerns surrounding Russia’s nuclear posture. Looking at the evolution of Putin’s nuclear rhetoric over the last 18 months, Gottemoeller writes:

“Putin embraced nuclear weapons to keep the United States and its NATO allies off his back and out of his way as he pursued his adventure in Ukraine. It did not work out that way. The United States and NATO were not ready to fight inside Ukraine, but they were willing to do everything else to support Kyiv’s cause — economic, political, security and military assistance to ensure Russia’s defeat. Nuclear weapons failed Putin as a guarantee against external meddling.”

Turning to the events of the last week, Gottemoeller continues:

“We learned on June 24 that they are no help to him internally, either. He could not brandish nuclear weapons in the face of the Wagner Group uprising . . . Nuclear weapons are not the authoritarian’s silver bullet when his power is strained to the breaking point — far from it. In fact, they represent a consummate threat to national and global security if they should fall into the wrong hands in the course of domestic unrest.”

In light of Prigozhin’s mutiny, she urges global leaders to “focus on the problem, stop loose nuclear talk, and put new measures in place to protect, control and account for nuclear weapons and the fissile material that go into them.” 

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Rose Gottemoeller

Steven C. Házy Lecturer at the Center for International Security and Cooperation (CISAC)
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The Unknown Unknowns of the Settlement

Steven Pifer

Major questions remain about the deal struck between Putin, Prigozhin, and Lukashenko. While Lukashenko has confirmed that the Wagner boss is now in Belarusian territory, it is unclear — and many feel, unlikely — that he will stay there in quiet retirement. 

Weighing in on Twitter, Steven Pifer, an affiliate at the Center for International Cooperation and Security and The Europe Center, and a former U.S. Ambassador to Ukraine, acknowledged, “We likely do not know all carrots and/or sticks that were in play to lead to Prigozhin’s decision to end his mutiny . . . Something does not add up.”

Following up in Politico, Pifer added:

“The ‘settlement’ supposedly brokered by President Alexander Lukashenko of Belarus leaves Putin, who was invisible during the day except for a short morning TV broadcast, as damaged goods. It provided the impression that all was forgiven, likely because the Russian president feared the prospect of Prigozhin’s troops parading in Moscow — even if they lacked the numbers to take control of the capital. It is harder to understand Prigozhin. His demands went unmet, yet he ordered his troops back to garrison, accepted that they might join the Russian army that he detests, and meekly set off for Belarus. There clearly is more behind this ‘settlement’ than we understand.”

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Steven Pifer

Affiliate at the Center for International Security and Cooperation and The Europe Center
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Understanding Russia and the War in Ukraine

For more commentary and analysis from FSI scholars about the war in Ukraine and events in Russia, follow the link to our resources page, ‘Russia’s Invasion of Ukraine’

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Michael McFaul moderates a panel with Oleksiy Honcharuk, Serhiy Leshchenko, Oleksandra Matviichuk, Oleksandra Ustinova on the one-year anniversary of the full-scale invasion of Ukraine.
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Ukraine’s Fight for Democracy, One Year In

To commemorate the first year of the full-scale invasion of Ukraine, Ukrainian leaders joined a panel hosted by the Freeman Spogli Institute for International Studies to express their hopes for victory and their gratitude for Western support.
Ukraine’s Fight for Democracy, One Year In
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Crew onboard a 'Terminator' tank support fighting vehicle during a Victory Day military parade in Red Square marking the 75th anniversary of the victory in World War II, on June 24, 2020 in Moscow, Russia.
Crew onboard a 'Terminator' tank support fighting vehicle during a Victory Day military parade in Red Square marking the 75th anniversary of the victory in World War II, on June 24, 2020 in Moscow, Russia.
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Scholars at the Freeman Spogli Institute for International Studies offer insight on what Yevgeny Prigozhin’s mutiny may signal about Russia, Putin’s power, and the war in Ukraine.

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CDDRL Visiting Scholar, 2023
Associate Professor of International Business, University of South Carolina
Associate, Davis Center for Russian and Eurasian Studies, Harvard University
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Stan Markus is an Associate Professor of International Business at the University of South Carolina and an Associate at the Davis Center for Russian and Eurasian Studies at Harvard. He received his Ph.D. in Government from Harvard University and his undergraduate degree from the University of Pennsylvania.

Professor Markus works on state-business relations and is broadly interested in the political economy of development. His projects explore property rights protection, oligarchs, corporate social responsibility, lobbying, corruption, state capacity, and institution building.

His book — Property, Predation, and Protection: Piranha Capitalism in Russia and Ukraine (Cambridge University Press, 2015) — was awarded the Stein Rokkan Prize for Comparative Social Science Research. His research has also been published in the leading peer-reviewed journals in management (e.g. Academy of Management Review), political science (e.g. Comparative Political Studies), development studies (e.g. Studies in Comparative International Development), economic sociology (e.g. Socio-Economic Review), and general interest (e.g. Daedalus). It has also been recognized through many awards, including the Wilson Center Fellowship from the Woodrow Wilson International Center for Scholars in D.C.; the Harvard Academy Fellowship from the Harvard Academy for International and Area Studies; the Jean Monnet Fellowship from the European University Institute; the Academy of Management Best Paper Award; and the Best Article in Comparative Politics Award from APSA.

Prof. Markus has lived in Russia, Ukraine, China, and several West European countries. He has native fluency in Russian and German, proficiency in French and Ukrainian, and a conversational understanding of Mandarin.

His commentary has been featured in media outlets, including CNN, BBC, New York Times, Washington Post, Bloomberg, Forbes, Fortune, CNBC, NPR, Vox, and Voice of America, among others.

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This article originally appeared in the Stanford Report

Last week, as the world marked one year since Russia’s invasion of Ukraine, former Ukrainian Prime Minister Oleksiy Honcharuk shared a message with Americans:

“It’s not a war for territories or resources. It’s not a regional conflict. It’s a war for freedom and democracy,” he said during a panel discussion Friday at the Bechtel Conference Center at Stanford University.

The public event was hosted by the Freeman Spogli Institute (FSI) and the Center on Democracy, Development, and the Rule of Law (CDDRL) to mark one year since Russia’s invasion of Ukraine. It took place before live and virtual audiences, including many wearing blue and yellow in support of the Ukrainian effort.

Honcharuk served as Ukraine’s 17th prime minister from 2019-2020, and in 2021, was the Bernard and Susan Liautaud Visiting Fellow at FSI. He was joined by Serhiy Leshchenko, a former journalist, member of Ukraine’s parliament (2014-2019), adviser to President Zelenksyy’s chief of staff, and a 2013 alumnus of the Draper Hills Summer Fellows program at the CDDRL; Oleksandra Matviichuk, founder of the Center for Civil Liberties and former visiting scholar with the Ukrainian Emerging Leaders Program at the CDDRL (2017-2018); and Oleksandra Ustinova, the People’s Deputy of Ukraine, a current member of Ukraine’s Parliament, and a former visiting scholar with the Ukrainian Emerging Leaders Program at the CDDRL (2018-2019).

Honcharuk, Leshchenko, and Ustinova attended virtually from Kyiv, while Matviichuk joined virtually from Paris, France. During the event, they discussed the impact of the war on daily life, the global democratic order, and Ukraine’s future. The discussion was moderated by Michael McFaul, director of FSI and a former U.S. ambassador to Russia, and ended with a brief Q&A session with audience members.

An edited recording of the panel is available below.

A New Reality


In his opening remarks, McFaul asked the panelists to share their mood as they enter the second year of the war. Ustinova said that just prior to the panel event, they’d been informed of an impending Russian attack.

“There is a very high probability that today, Kyiv and other cities will be shelled pretty heavily,” she said, adding that despite the threat, they weren’t going anywhere and that the parliament was still in session.

“That’s the mood of Ukrainians,” she said. “We know we can be hit any day, we can die any day, but this is the reality we have to live in.”

We all have to realize, this is not a Ukrainian war. If the West loses in Ukraine, it will be a total collapse for the rest of the world.
Oleksandra Ustinova
People's Deputy of Ukraine

Honcharuk said he’d heard the opinion that authoritarian regimes are better suited for war because they are more mobile and less distracted by politics, thus creating the impression that democracies are indecisive. But, he said, Ukraine’s war effort demonstrates the opposite.

“I feel proud that Ukraine now denied this and showed the power of democracy,” he said.

When an audience member asked how the war has impacted political life in Ukraine, Honcharuk said there are challenges. For example, there are some conflicts between the central and local governments, but they don’t appear to be systemic problems. He said the parliament is still working and all Ukrainian political parties are “more or less united.” He also noted that President Volodymyr Zelenskyy has “huge support” from the Ukrainian people.

Aid and Allies


Since the start of the war, the United States has spent tens of billions of dollars on aid to Ukraine, including artillery, tanks, and rocket launchers. The support has not only helped Ukraine stave off defeat, but enabled their success in many battles against Putin’s army.

In a recent interview with Stanford News, Steven Pifer, a former U.S. ambassador to Ukraine and an affiliate at Stanford’s Center for International Security and Cooperation (CISAC), said that Ukraine’s military had considerable success in the last four months of 2022, pushing Russian forces out of the Kharkiv region and back across the Dnipro River in Kherson.

On Friday, the panelists expressed gratitude for the support of the United States and other western allies in aiding their victories on the battlefield.

Ukraine and Ukrainians will always remember how American people support us in [these] dramatic times.
Oleksandra Matviichuk
Founder of the Center for Civil Liberties

“Thank you,” Matviichuk said. “Ukraine and Ukrainians will always remember how American people support us in [these] dramatic times.”

Honcharuk agreed and said he viewed the U.S. as a partner in the war. “I want American people to understand that now we are together – Ukraine on the frontline, you on the back,” he said.

The panelists also urged for continued cooperation from Western allies.

“The prescription for war is three [items],” Leshchenko said. “First is weapons, second is sanctions [on Russia], third is financial support.”
 

Looking Ahead


The group expressed hope that this year Ukraine will see a victorious end to the war. Leshchenko added that he would like to someday see Ukraine join the North American Treaty Organization (NATO) because it could make significant contributions to the alliance.

“I think the Ukrainian army [is] going to be the best army in Europe,” he said. “It would be a privilege for NATO to have the Ukrainian army’s support because it will defend Europe much better than Europe has [been] able to do with its own army.”

Ustinova said a common misunderstanding about the war is that it started last year with Russia’s invasion of Ukraine. But the conflict, she said, dates back to 2014 when Russia annexed the Crimean peninsula, and she explained how Ukrainians define success.

“Our victory is the total liberalization of each kilometer of the captured territories since 2014. Not since 2022,” she said.

She added that what’s most important to understand about the war is that it has broad implications, including for the West.

“We all have to realize, this is not a Ukrainian war,” she said. “If the West loses in Ukraine, it will be a total collapse for the rest of the world.”

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Some of the original Ukrainian alumni from the Draper Hills Summer Fellowship gather in Kyiv in 2013.
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A History of Unity: A Look at FSI’s Special Relationship with Ukraine

Since 2005, the Freeman Spogli Institute for International Studies has cultivated rich academic ties and friendships with Ukrainian scholars and civic leaders as part of our mission to support democracy and development domestically and abroad.
A History of Unity: A Look at FSI’s Special Relationship with Ukraine
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Michael McFaul moderates a panel with Oleksiy Honcharuk, Serhiy Leshchenko, Oleksandra Matviichuk, Oleksandra Ustinova on the one-year anniversary of the full-scale invasion of Ukraine.
Michael McFaul moderates a panel with Oleksiy Honcharuk, Serhiy Leshchenko, Oleksandra Matviichuk, Oleksandra Ustinova on the one-year anniversary of the full-scale invasion of Ukraine.
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To commemorate the first year of the full-scale invasion of Ukraine, Ukrainian leaders joined a panel hosted by the Freeman Spogli Institute for International Studies to express their hopes for victory and their gratitude for Western support.

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Andrei Soldatov
Credit: Andrei Soldatov

The Kremlin's political thinking has always been defined by an acute feeling of insecurity, rooted in the 20th century’s traumas -- the Bolshevik Revolution, Civil War, the Second World War and the collapse of the Soviet Union in 1991. Vladimir Putin added to that his personal paranoia and Russia's security services to the mix. Since 1999, the security organs play a disproportionate role in Russian politics. Andrei Soldatov will explore the impact of the security services on the causes and course of the war during the first year of Russian invasion.   

Andrei Soldatov is a Russian investigative journalist, co-founder, and editor of Agentura.ru, a watchdog of the Russian secret services’ activities (blocked by Russia's authorities in 2022). He is co-author with Irina Borogan of The New Nobility. The Restoration of Russia’s Security State and the Enduring Legacy of the KGB (PublicAffairs, 2010), The Red Web: The Kremlin's wars on the Internet (PublicAffairs, 2015), and The Compatriots: The Russian Exiles Who Fought Against the Kremlin (PublicAffairs, 2022). Soldatov has been on the wanted list of the Russian authorities since May 2022, facing up to 10 years in prison.

This event is co-sponsored by CREEES Center for Russian, East European & Eurasian Studies.


In-Person: Encina Commons 123
Online: Via Zoom

Andrei Soldatov
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Rebuild, Reimagine, and Accelerate: Ukraine

Rebuilding Ukraine will not be easy. Rebuilding Ukraine into a modern market economy, an effective state, and a thriving democracy that can fulfill the requirements of EU membership will be a challenge. Rebuilding Ukraine into a model for sustainable development and sustainable societies in the 21st century for the world to follow will be an uphill battle.

It is a necessary battle.

Guided by past experiences of successes and failures in post-war reconstruction, our goal is to generate innovative, practical ideas for the rebuilding effort. We aim to provide a framework for reconstruction that empowers government policymakers, private sector actors, and non-government leaders to be ambitious and accountable.

This workshop brings together a broad set of experts to define the problem, outline the cornerstones of an effective framework, and lay the foundations for future action. We hope that the conversations we start together at Stanford will serve as a springboard for productive collaborations in the months and years ahead.

Organized by the Center on Democracy, Development and the Rule of Law, Freeman Spogli Institute for International Studies at Stanford University, and Economists for Ukraine.

7:30 - 8:10 am — Arrival and breakfast

8:10 - 8:15 am — Welcoming remarks

Kathryn Stoner (Stanford)
Dmytro Kushneruk (Consulate of Ukraine in San Francisco)

8:15 - 8:30 am — Opening remarks

Anastassia Fedyk (UC Berkeley)
Michael McFaul (Stanford)

8:30 - 9:00 am — Keynote Address

Mustafa Nayyem (State Agency for Restoration and Infrastructure Development of Ukraine), via Zoom

9:00 - 9:45 am — Taking stock: The Scale of Destruction and Scope of Reconstruction so far

Tymofiy Mylovanov (Kyiv School of Economics), via Zoom  
Nataliia Shapoval (Kyiv School of Economics), via Zoom

9:45 - 10:00 am — Coffee break

10:00 - 11:30 am — Getting the Economics Right. The Policies and Sequence of Reform and Reconstruction

Chair: Anastassia Fedyk (UC Berkeley)

Panelists:  
Torbjorn Becker (Stockholm School of Economics)  
Barry Eichengreen (UC Berkeley)  
James Hodson (AI for Good Foundation)  
Marianna Kudlyak (Federal Reserve Bank San Francisco)  
Denis Gutenko (former Head of State Fiscal Service)

11:30 - 11:45 am — Coffee break

11:45 am -1:15 pm — Getting Governance Right. Strengthening Democratic Accountability and Expanding Civic Engagement

Chair: Anna Grzymala-Busse (Stanford)

Panelists:  
Francis Fukuyama (Stanford)  
Luis Garicano (University of Chicago), via Zoom  
Ilona Sologoub (Vox Ukraine; Economists for Ukraine)  
Eva Busza (National Democratic Institute)  
Olexandr Starodubtsev (National Agency on Corruption Prevention), via Zoom

1:15 - 2:00 pm — Lunch

2:00 - 4:00 pm — Getting International Financing Right. The Structure, Sources, and Types of International Assistance

Chair: Erik Jensen (Stanford)

General Principles and Problems 
Panelists: Yuriy Gorodnichenko (UC Berkeley); Roger Myerson (University of Chicago)

The View from the U.S. Administration  
Panelists: Erin McKee (Bureau for Europe and Eurasia (E&E), USAID), via Zoom
Dafna Rand (Office of Foreign Assistance (F), Department of State), via Zoom

The View from International Financial Institutions 
Panelists: Vladyslav Rashkovan (IMF), via Zoom; Michael Strauss (EBRD)

4:00 - 4:15 pm — Coffee Break

4:15 - 6:00 pm — Sectoral and Regional Rebuilding. Ukrainian Reconstruction as a New Model for Sustainable Development

Chair: Kathryn Stoner (Stanford)

Panelists:  
Tatyana Deryugina (UIUC; Economists for Ukraine)  
Yulia Bezvershenko (Stanford)  
Andrii Parkhomenko (USC)  
Iryna Dronova (UC Berkeley)  
Eric Hontz (Center for International Private Enterprise) 
Roman Zinchenko (Greencubator), via Zoom

6:00 - 6:30 pm — Takeaways and Next Steps

Moderators: Anastassia Fedyk and Michael McFaul

6:30 - 7:00 pm — Reception

7:00 pm — Working Dinner: Takeaways and Next Steps


By invitation only. Not open to the public.

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Despite their many differences, Taiwan and Ukraine have been portrayed as two fronts in a global struggle between democracy and authoritarianism. The interrelations between the two geopolitical flashpoints took center stage at the recent Yomiuri International Conference, Taiwan and Ukraine: Challenging Authoritarianism. Cohosted by APARC’s Japan Program, the Yomiuri Shimbun, and the Asia Pacific Initiative, the conference was held on January 16, 2023 at the International House of Japan (IHJ) in Tokyo. It examined paths to addressing autocratic challenges to democracy and offered recommendations for coordinated deterrence in the Indo-Pacific region by the United States and its allies.

The forum included two sessions with Freeman Spogli Institute (FSI) experts. The first session, moderated by Ken Jimbo, IHJ managing director and API president, featured panelists Oriana Skylar Mastro, FSI center fellow at APARC, and Michael McFaul, the director of FSI. They examined the fallout of the war in Ukraine, the risks of a Taiwan crisis, and their implications for security in East Asia, including Japan. The second session, moderated by Kiyoteru Tsutsui, the deputy director of APARC and director of the Japan Program, featured panelists Larry Diamond, Mosbacher Senior Fellow in Global Democracy at FSI, and Francis Fukuyama, Olivier Nomellini Senior Fellow at FSI. They considered the war in Ukraine and the tensions over Taiwan against the struggle to bolster the liberal international order.


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Military Miscalculations, Economic Dislocations

McFaul opened the first session by reviewing some of the lessons from the war in Ukraine. The international community underestimated the Ukrainian military, he said. Putin, however, miscalculated the response of the United States and NATO, on the military side, and the scope of the sanctions the global community of democratic states, including Japan, would be willing to impose on Russia, on the economic side. 

It turned out, noted McFaul, that it was possible to reduce drastically Russian oil and gas coming into Europe, and Russia today has significantly fewer resources to fight Ukraine than it had anticipated. “I think it is very important to look at just how much economic dislocation happened with Russia, a country that was not integrated into the global economic world in the same way that China is,” McFaul said. He pointed out that the international community might also be underestimating the political pressure and dislocation that will erupt if, unprovoked, China invades Taiwan. “It will have very deep economic consequences for the Chinese economy,” said McFaul.

It is important to remember that the international community did not make credible commitments to deterring Russia before 2022, McFaul noted. In the case of China, he emphasized the imperative of considering concrete ways to enhance deterrence against a Chinese invasion of Taiwan before military action begins. 

Rethinking Defense and Deterrence

China, however, is not easily deterrable, as Mastro explained in her following remarks. President Xi has been clear from early on that enhancing China’s role on the international stage would be a key part of the Chinese Communist Party’s agenda. Taiwan is a top priority issue in the Chinese Communist Party’s long-term thinking, said Mastro. She reminded the audience that at the recent CCP Congress, President Xi reaffirmed that China will not rule out using force to bring Taiwan under its control. He also elevated Party members with extensive expertise in the joint operational domain and with Taiwan contingencies to the Central Military Commission, the Chinese top decision-making body for military affairs.

I am convinced that if Japan were to commit to fighting with the United States in this contingency, that would be enough to deter China.
Oriana Skylar Mastro

How, then should the United States and its allies approach the question of deterring China? Mastro emphasized three conditions that U.S and Japanese defense policy must meet.

First, whatever the United States and Japan do in the defense realm must have an operational impact. For example, U.S. carriers will do nothing to prevent China from taking Taiwan in a wartime scenario, Mastro argued. “And along those lines, from the Japanese point of view, enhancing defense of the Senkaku Islands does nothing to deter China from taking Taiwan unless Japanese operations are going to be involved directly in stopping a Chinese invasion of Taiwan.”

The second condition is that China has to know about any defense changes the U.S. and its allies are making. For instance, if, in peacetime, there is no indication that the Japanese military is engaging in Taiwan Strait transits with the United States and the Chinese do not know about such activities, then they do not enhance deterrence.

Third, deterrence must happen before a war starts. It may seem an obvious point, but if the prevalent view is that, for example, the Japanese public will support the United States once a conflict over Taiwan erupts, then this approach does not deter China. “We have to let the Chinese know now that there is such support,” Mastro stated.

One issue China is concerned about, Mastro noted, is widening a Taiwan contingency. “China only wins Taiwan if the war is short, geographically limited to Taiwan, and only involves the United States, potentially in Taiwan,” she explained. “So I am convinced that if Japan were to commit to fighting with the United States in this contingency, that would be enough to deter China.”

Ultimately, the question before the United States and its allies is: “Do we want a happy China that is undeterred or an unhappy China that's deterred,” Mastro concluded. “Those are our only two options.” Deterrence is expensive and requires tradeoffs, but one thing that is costlier than deterrence is a major war, she emphasized.

“Let’s start thinking about how to actually change the environment with the sense of urgency that we need, because my biggest fear is that we're going to find ourselves in a major war with massive cost,” she urged the audience. There will be sacrifices to make, but the alternative, in Mastro's view, is worse.

Opportunities and Perils for Democracy

In the second session of the conference, panelists Larry Diamond and Francis Fukuyama examined the war in Ukraine and the tensions over Taiwan from the lens of democratic decline and its implications for the liberal international order.

Democracy has been in a global recession for most of the last two decades, yet the picture is not as bleak for democracies as it was just two or three years ago, said Diamond. In the United States, reforms at the state level have occurred, election deniers took control of Congress seats by a much smaller margin than predicted before the 2022 midterms, and extreme election deniers in crucial swing states were virtually defeated. Meanwhile, on the international stage, 2022 spotlighted autocrats’ inevitable shortcomings. In Russia, Putin has catastrophically miscalculated the war in Ukraine. In China, Xi has massively mismanaged the COVID pandemic, and the country’s economic growth is severely impaired.

It's going to be very important that the people of Taiwan see that they're not alone, that the democracies of the world — not just the United States and Japan but Australia and Europe — are with them; it will increase their will to fight.
Larry Diamond

Fukuyama said he was encouraged by the democratic solidarity shown in response to the war in Ukraine, especially in Europe, within NATO, and in Japan. Germany’s and Japan’s decisions to increase their defense budgets have been remarkably reassuring signals of strength among democracies, he noted.

But we sometimes forget that many countries in the Global South and elsewhere do not buy into this narrative, cautioned Fukuyama. Among the big disappointments in this regard is India, he stated, which raises the question of whether the issue at stake is indeed a battle between democracy and authoritarianism.

Indeed, democracies still face intractable challenges, Diamond explained. These include the corrupting influence of dirty money around the world, the trends of de-industrialization and hollowing out of the working class in advanced democracies, and social media, which Diamond sees as the single biggest driver of democratic decline. “I cannot tell you how much damage social media has done to destroy the social fabric of Truth and credibility and polarize society into tribal camps who don't have the same facts,” he said. “We have not found a way to temper that impact and win the battle For Truth.”

Taiwan and Deterrence

When it comes to the question of Taiwan, Diamond says he is worried. “There is going to be a PRC military invasion of Taiwan, probably in this decade, unless it is deterred,” he said. The three most crucial actors in deterring China are Taiwan, the United States, and Japan, he explained. Successful deterrence must involve coordination among all three in multiple arenas — from military cooperation to increased defense capacity and preparedness to impose such heavy costs in response to a Chinese invading force that will change Xi’s calculus.

Diamond observed that democracy is about uncertainty, of which there is now plenty in Taiwan as it looks ahead to a January 2024 contentious presidential election. Diamond’s prediction is that "China will intervene however it thinks it can” in Taiwan’s upcoming presidential election, as Xi would certainly prefer to pick up the island peacefully than by force, he said. “I think it's going to be very important that the people of Taiwan see that they're not alone, that the democracies of the world — not just the United States and Japan but Australia and Europe — are with them; it will increase their will to fight.”

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Gi-Wook Shin and Francis Fukuyama at Encina Hall, Stanford, in conversation.
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A Resurgence of Democracy?

A Conversation with Francis Fukuyama on the Challenges of a Changing Global Order
A Resurgence of Democracy?
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Michael McFaul, Oriana Skylar Mastro, Ken Jimbo, Kiyoteru Tsutsui, Larry Diamond, and Francis Fukuyama speaking at the Yomiuri Conference, Tokyo.
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At the Yomiuri International Conference, Freeman Spogli Institute scholars Larry Diamond, Francis Fukuyama, Oriana Skylar Mastro, Michael McFaul, and Kiyoteru Tsutsui examined lessons from the war in Ukraine, the risks of a crisis over Taiwan, and the impacts of both geopolitical flashpoints for defending democracy and for a coordinated approach to deterrence in the Indo-Pacific.

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This article originally appeared in the Korean daily newspaper Munhwa Ilbo on January 2, 2023. It was translated from Korean by Raymond Ha.

In an exclusive interview for the Munhwa Ilbo, Stanford University professors Gi-Wook Shin and Francis Fukuyama had a conversation on a wide range of topics including the war in Ukraine, U.S.-China competition, and North Korea policy.

The world faces a crisis of political leadership as each country pursues its own interests. Fukuyama stressed the importance of robust international institutions, instead of relying solely on great leaders. He pointed to NATO and the U.S.-Korea alliance as examples of institutions that uphold the liberal international order. In terms of the U.S.-China competition, he said without hesitation that “a democracy like Korea…has to make the decision that it is going to be on the side of democracy.” Fukuyama also noted that in the event of an armed confrontation over Taiwan, Korea would almost certainly be pulled in, given the significant U.S. military presence there. He was skeptical about prospects for progress over North Korea, pointing to the long history of failed negotiations and the lack of viable alternatives. “Not every problem has a solution,” he said.

Gi-Wook Shin, who led the interview, observed that the global decline of democracy appears to have hit a turning point, “although it’s too early to say if there will be a rapid recovery…or a more gradual shift.” As for the state of democracy in the United States, he said, “We will have to wait and see what happens in the 2024 presidential election.” Even though Trump’s political influence may be weaker, he observed, “pro-Trump forces are still part of the system.” In terms of Korea’s foreign policy, Shin emphasized that Seoul “should take [the Taiwan] problem much more seriously.” A crisis in the Taiwan Strait “could become the biggest challenge for the Yoon administration’s foreign policy, not North Korea,” and domestic polarization over China policy is one issue that could threaten to “become extremely controversial.”

The interview was held in-person for one hour at Stanford on December 8, 2022, with a follow-up interview held over the phone on December 27.  


[Gi-Wook Shin] Let’s start by looking back on 2022. How would you summarize this year?

[Francis Fukuyama] I think 2022 was a very good year, where we may have bottomed out in this global move away from democracy and toward authoritarian government. The year really started out in February with the Russian invasion of Ukraine, which looked very, very threatening. China was on a roll. It looked like they were beating everybody in terms of COVID policy. Then, by the end of the year, the Russians got completely bogged down. China experienced mass protests, and there were protests also in Iran. In America’s elections on November 8, all the pro-Trump forces failed to make gains and, in fact, lost almost everywhere. I think that maybe we will look back on 2022 as the year when this democratic recession that has been going on for over 15 years finally bottomed out.

[GWS] I agree, although it’s too early to say if there will be a rapid recovery toward democracy or a more gradual shift. In the United States, we will have to wait and see what happens in the 2024 presidential election. Former President Trump may be weaker politically, but pro-Trump forces are still part of the system. As for the Ukraine war, many people thought Russia would win quite easily, but now it looks like they are struggling. It’s a big question, of course, but how do you think the war will be remembered in history?

[FF] I think that it is going to be remembered as one of the biggest strategic mistakes made by a great-power leader in a very long time. I think that the mistake is directly due to the nature of the political system. You remember that Vladimir Putin was sitting at the end of this 25-foot table with his defense minister because he was so afraid of COVID. He was extremely isolated during the whole pandemic, and he had already isolated himself in a political system where he doesn’t face checks and balances. That kind of decision-making system makes you prone to make even bigger mistakes, because you don’t have other people to test your ideas against. He was completely uninformed about the degree to which Ukraine had developed a separate national identity and that the Ukrainian people were willing to fight for it. He didn’t have any idea how incompetent his own army was. If he had been in a more democratic country that required him to share power with other people, I don’t think he could have made that kind of mistake.

 

The most important thing is the breakdown of the Chinese economic model. For the past decade, the Chinese model has been to pump a huge amount of money into the real estate sector. That model is collapsing. The other big problem is that they don’t have economic growth anymore.
Francis Fukuyama

[GWS] Putin is struggling, as you said. There are a lot of problems in China, but Xi Jinping secured a third term. Authoritarian leaders elsewhere still hold power. By contrast, I don’t think President Biden has shown powerful leadership at home or globally. I don’t see any strong political leaders in the U.K., France, or Germany either.

[FF] I think that although Xi Jinping may succeed in stabilizing the situation in China with the protests over COVID in the short run, he is in a lot of trouble. He was creating all this social instability with the zero-COVID policy. Now that they’ve started to relax it, I think the number of cases and deaths is going to go up very dramatically, but I don’t think they’ve got much of a choice. I think this has probably damaged the people’s sense of Xi’s authority and legitimacy, and I’m not sure he can recover from that.

The most important thing is the breakdown of the Chinese economic model. For the past decade, the Chinese model has been to pump a huge amount of money into the real estate sector. That model is collapsing. The other big problem is that they don’t have economic growth anymore. Some economists think that they’re actually in a recession, with negative growth. This is like what Japan went through in the 1990s. So much of the Chinese government’s legitimacy has been based on having extremely high growth rates, and that period is over. I don’t see how they get it back, and they certainly won’t by inserting the state into every economic decision and controlling their high-tech sector. Their population is shrinking now. I’m not sure that Xi Jinping, in the longer run, is actually going to look like a very effective leader.

[GWS] But in the short term, say the next three to five years, won’t authoritarian leaders be powerful in comparison? Just as “America First” shows, some say there is a crisis of political leadership among Western democracies, including the United States, the United Kingdom, France, and Germany.

[FF] I think that apart from President Zelenskyy in Ukraine, we don’t see any really inspiring leaders in Germany or France or the United States. On the other hand, the nice thing about democracy is that it’s an institutional system for managing change. Biden has turned 80, and Trump himself is in his upper 70s. The leadership in Congress and the Democratic Party are all elderly, but they’re all about to change. In the next election cycle, there is going to be a whole new generation of people that are up-and-coming. I don’t think you need a charismatic leader with great vision, necessarily, to run any of the countries you mentioned.

[GWS] Another question is if the United States can provide global leadership. When Trump was defeated, there was a strong expectation for the Biden administration to restore global order and to do much better than its predecessor. I’m not sure whether that’s happening.

[FF] Again, I think that’s why you want to have international institutions rather than being dependent simply on leaders. This gives an institutional basis for continuity in policy. There are all of these alliance structures, like NATO. People thought that NATO was obsolete and was going to go away. It has actually proved to be very durable. The United States has security ties with Korea and Japan that also are quite old, but they’re still durable. It’s interesting that the authoritarian countries have not been able to create anything comparable to that set of alliances. There is the Shanghai Cooperation Organization (SCO), but all the Central Asian states don’t want to be part of this China-Russia dominated organization. We can’t just depend on great leadership.

Korea should proactively participate in upholding and creating an international order that facilitates a resurgence of democracy. Korea has not really played this role before, but with the 10th largest economy in the world, it is now in a position to play a positive role.
Gi-Wook Shin

[GWS] To add on to that, I think Korea should proactively participate in upholding and creating an international order that facilitates a resurgence of democracy. Korea has not really played this role before, but with the 10th largest economy in the world, it is now in a position to play a positive role.

[FF] There is a set of values that underpin America’s alliances, both in Asia and Europe. Throughout the whole Cold War, the Soviet Union never actually invaded a Western democracy, but that’s what Russia did. NATO has suddenly become very relevant once more. I think that both in Korea and Japan, there is also recognition of a comparable challenge from an authoritarian China. Unless all democracies work together and show solidarity with one another, they could be picked off by these two authoritarian powers.

[GWS] There is a lot of debate about whether China is going to invade Taiwan or not. I have a two-part question. First, could the situation in Ukraine reduce the possibility of China invading Taiwan? Second, if China still invades nevertheless, what should Korea do? This is a difficult question for Korea. It cannot say no to the United States as a military ally, but at the same time, it cannot antagonize China. I think this is the most difficult question for Korea at the moment.

[FF] This is a difficult question for the United States because it’s not clear that Congress or the American people actually want to go to war with China in order to save Taiwan. I think if you ask them a polling question stated like that, probably a majority would say, “No, we’re not going to send our troops to die.” But I think it’s likely that the United States will get dragged into such a conflict one way or the other. Among other things, the Chinese would probably have to preempt some of the American forces that are in the theater. American military personnel will get killed as the Chinese attack unfolds, and I think there will be a lot of political pressure to help Taiwan.

[GWS] How much can the United States be involved? Some in Korea are skeptical that Washington will step in.

[FF] This is really the problem. During the Cold War, we had a good idea of what a war would like look like if it actually happened. The military planning was very concretely designed against certain types of escalation. With China, we don’t have a clear set of expectations for what escalation would look like. It could just start with a Chinese invasion. It could start with a blockade. It could start with something in the South China Sea. It could actually start on the Korean Peninsula, with North Korea doing something. If it happens, it’s going to be much more devastating than the war in Ukraine. So much of global production comes out of Asia, and there’s a strong incentive not to let things get out of hand. Whether we have the wisdom to do that is not clear. I also think that people’s expectations and opinions will change once the conflict begins. The moment people see cities being bombed, they will change their minds.

Francis Fukuyama conversing in Gi-Wook Shin's office at Stanford University.
Francis Fukuyama. | Kim Namseok/Munhwa Ilbo

[GWS] I also think that a conflict over Taiwan would affect the American people more directly than what is happening in Ukraine. What’s your view on how seriously Korea should be taking this possibility?

[FF] It is likely enough that it is absolutely important for everyone to take it seriously and plan against it. What you want to do is deter China from taking any military action against Taiwan. They’re not going to be deterred unless they see that there’s a response on the other side that is going to raise the cost for them. That’s not going to happen unless people take the scenarios seriously and start thinking about concrete ways that they could help Taiwan or stymie any kind of Chinese attack. I think it is very important for Korea to think this through and think about ways they could support Taiwan and be part of a larger alliance that can push back against China.

[GWS] I keep telling my friends and colleagues in Korea that they should take this problem much more seriously. Taiwan could become the biggest challenge for the Yoon administration’s foreign policy, not North Korea. China policy has become an extremely divisive partisan issue in South Korea, and it could tear the country apart. What advice would you have for President Yoon?

[FF] There’s two things. First is the rhetorical position. Korea should make its position clear in advance that it would oppose Chinese military action and would support the United States, for example. Korea is going to get dragged into this because so much U.S. military equipment is in Korea, and that is going to be moved in closer to the theater. I think making that position clear in advance is important.

The other thing that’s been very clear from the Ukraine war is that democracies are not prepared for an extended conflict. Everybody is running out of ammunition in Europe and the United States is running low on certain types of ammunition. The Ukrainians have used so much of it just in the 10 months they have been fighting. I think that any high-intensity conflict in East Asia is also going to be very costly in terms of supplies. South Korea is in a better position than other countries because it has been preparing for a North Korean attack for decades. Everybody needs to be prepared for an extended conflict. It may not be over in 48 hours.

[GWS] Koreans are quite nervously watching the ongoing escalation of tensions between the United States and China. In the past, the paradigm was “United States for security, China for the economy” (an-mi-gyeong-joong). Now, security and the economy are linked together. The Yoon government is promoting the strengthening of the alliance with the United States, but South Korea faces the fundamental problem of how to position itself as U.S.-China tensions escalate. Do you have any wisdom for Korea?

[FF] I don’t know if it’s wisdom, but I think Korea needs to take a clearer position. Under the previous government, there was a belief that Korea could somehow be halfway between China and the United States. That’s just not a tenable position. The tension between the United States and China has really been driven by China ever since 2013, when Xi Jinping took power. China has become a much more severe dictatorship internally, and it has become much more aggressive externally. You see the influence of the Belt and Road Initiative and the militarization of the South China Sea. In the last 10 or 15 years, China has been picking fights with India, Japan, Korea, and all of Southeast Asia over territorial issues. They built the size of their military much more rapidly than any other great power in that period of time. As a result, the United States and other countries have simply reacted to this. I think that a democracy like Korea cannot pretend that it is somehow in between the United States and China. It has to make the decision that it is going to be on the side of democracy.

[GWS] I agree that an-mi-gyeong-joong is now obsolete, but I think that South Korea must be more sophisticated in its response. As they say, the devil is in the details. On the economy, Seoul can actively work with Washington on areas closely related to security, but it can still partner with Beijing on sectors that are not. There can be a fine-tuned policy.

I now want to ask about North Korea and U.S. policy. I have been saying that the Biden administration policy is one of “strategic neglect,” not the “strategic patience” of the Obama administration. Kim Jong-un keeps testing missiles and provoking, and South Koreans are puzzled by the lack of response from Washington. Why is that? Is it because all the attention is on Ukraine and China?

[FF] Not every problem has a solution, and I don’t think this problem has a solution. You could use diplomacy. You could use military force. You could use deterrence. There are a limited number of possible approaches, and I think none of them are going to work. There has been a long history of negotiation. That has not worked. I think confrontation is not going to work. I think preemption is certainly not going to work. I just don’t think there’s a good solution, so we’ve ended up with trying to ignore the problem by default. Part of the reason North Korea is launching all of these missiles is that they want people to pay attention to them. Ignoring the problem is not much of a solution either, but it’s not as if there is a better solution.

[GWS] I agree with you that for many people in government, North Korea has been a hot potato. You don’t want to touch it because there is no clear solution, and it won’t help your career. But if we just ignore the problem, then five years later it’s going to be worse. What kind of North Korea are we going to face in five or ten years?

[FF] Everybody has been hoping that something would happen internally. It’s fine to think that, but it’s also not taking place. That said, Kim Jong-un is obese and unhealthy. Who knows what might happen?

We've had four elections now where [Trump] was playing a major role in the Republican Party. In three of those elections, he really hurt his own party. He can stir up a third of the electorate that loves him, but it’s never enough to win an election, especially in a swing state.
Francis Fukuyama

[GWS] Let’s now turn to domestic politics here in the United States. I think many Americans were relieved by what happened in the midterm elections last month. Trump’s influence was much more limited than what people thought. But he’s still there, and he’s likely to run again. I think he is still a strong candidate for the Republicans.

[FF] He declared his candidacy, but I think that he is declining very rapidly in influence. We have had four elections now where he was playing a major role in the Republican Party. In three of those elections, he really hurt his own party. He can stir up a third of the electorate that loves him, but it’s never enough to win an election, especially in a swing state. I think he’s gotten crazier in recent months. He is doing so many self-destructive things, having dinner with neo-Nazis and repeating all these conspiracy theories. These are things that no rational candidate would do. The Republicans are going to want somebody that can actually beat the Democrats, and I don’t think it’s going to be him.

[GWS] You don’t expect a rematch between Biden and Trump in 2024?

[FF] This gets into a technical issue, but the Republican primaries are mostly winner-take-all primaries. Any candidate that can get 30% of the vote is likely to be nominated. If you have a Republican field that has several people competing, they may split the alternative vote and Trump may end up winning. I think he still has a good chance of being the Republican nominee. If you’re a Democrat, that’s not the worst thing in the world. It is probably easier to run against Trump than a more normal Republican candidate.

[GWS] Two years is still a long time in politics. You said that Trump is likely to be nominated. Would Biden also run again?

[FF] I think that Biden is going to run again. Part of the problem is in the Democratic Party. It’s not clear who the successor would be. There are a lot of potential new-generation politicians, but I don’t think any of them has enough presence and attention that they can clearly take over the mantle to run as the Democratic candidate. If there is a rematch, I think Biden will win.

[GWS] Now to South Korea. Last June, I did some interviews advocating a parliamentary system, and they received good attention. There is still a lot of hesitancy among Koreans, though. I think there are a few reasons. The first is that we need a strong presidential system to deal with North Korea. There’s no stability if the prime minister keeps changing. Second is that it may drive politicians closer to big business (chaebol) because there’s less direct accountability. What would you suggest for South Korea in terms of institutional reform?

[FF] There are several possibilities even short of a parliamentary system. You can coordinate the presidential and parliamentary terms. It’s still the case that the president has a five-year term, but the legislature is on an even-year term. If you want to have strong government, you need a president that has majority support in the legislature. If they get elected simultaneously on a regular basis, you’re more likely to see strong leadership emerge. In a presidential system, the legislature itself is a check against the president. If you don’t have a strong majority in the legislature, you can’t do anything.

[GWS] That is what is happening right now in Korea.

[FF] In a parliamentary system like the British one, if you have a majority in parliament, you can do what you want. I think the presumption that somehow a presidential system is inevitably stronger than a parliamentary system is not historically correct.

[GWS] Is a parliamentary system maybe one solution to political polarization?

[FF] Sometimes a parliamentary system will have that effect, but the kind of plurality voting system that we have in the United States and in Britain tends to promote polarization. To the extent that you make it possible for third parties to run, that’s probably a better system. If you have more parties and it becomes harder to get a majority in the legislature, that forces coalitions and some degree of power sharing.

Francis Fukuyama 2022

Francis Fukuyama

Olivier Nomellini Senior Fellow at the Freeman Spogli Institute for International Studies, Director of the Ford Dorsey Master’s in International Policy, and Professor by Courtesy, Department of Political Science
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Gi-Wook Shin

Gi-Wook Shin

Senior Fellow at the Freeman Spogli Institute for International Studies, Professor of Sociology, William J. Perry Professor of Contemporary Korea, Director of the Shorenstein Asia-Pacific Research Center, and Director of the Korea Program
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Gi-Wook Shin and Francis Fukuyama at Encina Hall, Stanford, in conversation.
Gi-Wook Shin (L) and Francis Fukuyama.
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A Conversation with Francis Fukuyama on the Challenges of a Changing Global Order

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EXECUTIVE SUMMARY

The full-scale Russian invasion of Ukraine has heavily affected country’s research and development (R&D) sector. In particular, it has caused considerable damage to research infrastructure and forced researchers to leave their homes, ruined many research teams and paralysed their work, and stopped funding and implementation of many research projects. All these devastating consequences of the full-scale war have piled on top of the existing problems and challenges of Ukrainian science and deepened its long-term crisis.

Recognition and analysis of these systemic challenges implies that the reconstruction of the Ukrainian R&D sector cannot be seen simply as physical rebuilding of the damaged research infrastructure. It is essential to transform the R&D sphere itself and build ways for science to benefit the economy and society. To enable the ‘build back better’ principle of Ukraine’s reconstruction, science, technology and innovation should be the cornerstone of the national reconstruction strategy, and their transformation should be seen as an essential part of the EU accession. This implies that, first, the agency responsible for Ukraine’s reconstruction should have a dedicated unit supervising the R&D sector. And second, Ukraine’s R&D sector should be reformed as early as possible. At the same time, its reforms need to be systemic, accurately designed and appropriately supported. If supported by appropriate resources, the National Council on Science and Technology can start designing these reforms right away.

A crucial and urgent task is helping researchers (who have mostly stayed in Ukraine) remain researchers, that is, ensuring that they do not leave for other sectors. To this end, we suggest that the government, together with international donors, provides stipends to researchers selected on merit-based principles. Furthermore, it is important to support the development of networks and partnerships at different levels - among Ukrainian researchers; among Ukrainian and foreign researchers; among researchers, businesses and local governments. These networks and partnerships will be essential for the future reconstruction of Ukraine.

For the long-term transformation of the science sphere, we suggest the introduction of performance-based funding; the gradual transition of the most capable research teams under the new research societies (created in parallel with existing academies of sciences) with a simultaneous increase in their funding; intensifying European integration of Ukrainian science, including integration of research infrastructure; and data-driven R&D policy development, the foundation for which has been already laid. Closing the gap between education and research is also one of our key recommendations.

ABOUT THE BOOK

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Cover of Rebuilding Ukraine: Principles and policies

This book offers a comprehensive analysis of what Ukraine should become after the war and what tools policymakers can use to fulfill these goals. It provides perspectives from leading scholars and practitioners. While each chapter of the book covers a specific sector, there is a natural overlap across the chapters because Ukraine’s reconstruction should involve a comprehensive transformation of the country. The leitmotif of this book is clear: reconstruction is not about rebuilding Ukraine to the pre-war state; it is about a deep modernisation of the country on its path to European Union accession. All critical elements of the economy and society will have to leapfrog and undergo reforms to help Ukraine escape its post-Soviet legacy and become a full-fledged democracy with a modern economy, strong institutions and a powerful defence sector. Ukraine’s ownership of the reconstruction will be key to its success.

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A chapter in Rebuilding Ukraine: Principles and policies, edited by Yuriy Gorodnichenko, Ilona Sologoub, and Beatrice Weder di Mauro.

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The Center on Democracy, Development and the Rule of Law (CDDRL) has a special relationship with Ukraine. For more than a decade, we have hosted a series of leadership programs that count many Ukrainians among their alumni. We made these investments in citizens of Ukraine out of a belief that the country constitutes the front line in the global struggle for democracy.

Today, we are pleased to announce the application launch for CDDRL’s Strengthening Ukrainian Democracy and Development Program (SU-DD), formerly the Ukrainian Emerging Leaders Program — a 10-week training program for Ukrainian practitioners and policymakers. SU-DD provides a unique opportunity for up to 10 mid-career practitioners working on well-defined projects aimed at strengthening Ukrainian democracy, enhancing human development, and promoting good governance.

"Right now there is an urgent need to assist in rebuilding and strengthening Ukrainian political and economic institutions," explained Kathryn Stoner, Mosbacher Director of CDDRL. "CDDRL has a long history across our many programs in promoting Ukrainian democracy and development. We are excited to launch this new initiative and continue to do what we can to help Ukraine at this pivotal moment."

There is an urgent need to assist in rebuilding and strengthening Ukrainian political and economic institutions. We are excited to launch this new initiative and continue to do what we can to help Ukraine at this pivotal moment.
Kathryn Stoner
Mosbacher Director, CDDRL

SU-DD builds on some of the successes of our Ukrainian Emerging Leaders Program (UELP), which was housed at CDDRL beginning in 2017. Since then, CDDRL has hosted 12 Ukrainian fellows across 4 cohorts. SU-DD aspires to multiply this success and increase our impact in Ukraine in a number of ways:
 

  • First, we seek to make the experience of Ukrainian fellows at Stanford more structured and impactful by requiring them to devise focused projects as part of the application, and then by working with our faculty before they arrive at Stanford to further refine these projects so that they can provide actionable solutions to current challenges for Ukrainian democracy and human development.
     
  • Second, by shortening the length of the program we can bring more Ukrainian policy influencers to campus and be more impactful with developmental solutions as a result. Fellows will participate in online coursework before joining us on campus at Stanford.
     
  • Finally, by including the Ukrainian fellows in CDDRL's Draper Hills Summer Fellows Program (DHSF), we seek to create connections, synergies, and a deeper understanding of shared development problems and solutions from a variety of country contexts. This program will also expand the network for our Ukrainian fellows to draw upon as they continue their work to strengthen democracy and development when they leave Stanford.
The unique design of this program provides the opportunity for future fellows from Ukraine to develop their projects, take part in thought-provoking and eye-opening lectures and discussions, and create a network with outstanding people from all around the world.
Nariman Ustaiev
2021-22 Ukrainian Emerging Leader, 2022 Draper Hills Fellow

"This past summer, I had a terrific chance to participate in the Draper Hills Summer Fellows Program," shared Nariman Ustaiev, one of CDDRL's 2021-22 Ukrainian Emerging Leaders. "Being a fellow in this incredibly structured program, you learn from world-class researchers and leading practitioners, making your studying both theoretical and practical. The unique design of the Strengthening Ukrainian Democracy and Development Program and its interconnection with the Draper Hills Summer Fellows Program provides an opportunity for future fellows from Ukraine to develop their projects, take part in thought-provoking and eye-opening lectures and discussions, and create a network with outstanding people from all around the world."

UELP fellows present during Draper Hills 2022
2021-22 UELP scholars Denis Gutenko, Yulia Bezvershenko, and Nariman Ustaiev discuss Russia’s invasion of Ukraine with their 2022 Draper Hills Summer Fellows Program cohort. | Rod Searcey

Applicants to the SU-DD program will use the Draper Hills Summer Fellows Program application portal to apply. Applications are open now and close at 5:00 pm PT on January 15, 2023.

If you are a Ukrainian interested in being considered for the SU-DD program, please indicate your interest on the online Draper Hills Summer Fellows application. You will then be directed to a supplemental application for the SU-DD program. The supplemental application will ask additional questions specific to the SU-DD program, including requiring a detailed description of your proposed project.

If you have questions about the program or the application, please email UkrainianDemocracy@stanford.edu.

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The Strengthening Ukrainian Democracy and Development (SU-DD) Program, formerly the Ukrainian Emerging Leaders Program, is a 10-week training program for Ukrainian practitioners and policymakers.

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