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A new narrative about Post-Soviet Russia is taking hold in policy, media, and academic

circles and shows signs of entrenching as a new conventional wisdom. By this reading, Russia's experiment with democracy has flat-out failed. So misconceived and mismanaged were the political and economic reforms of the 1990s that they have fueled mass disenchantment with democratic norms and brought authoritarianism back into repute. Russians, in short, are said to be giving up on democracy.

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Post-Soviet Affairs
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Michael A. McFaul
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For those concerned with democratization in the communist world, the final years of the Soviet Union were a truly exhilarating time. At the end of the Gorbachev era, the Soviet Union experienced an explosion of grassroots nongovernmental activity. For the first time in nearly a century, civic groups, trade unions, political parties, and newspapers organized and operated independent of the state. 1 In the final year preceding the collapse of the USSR, these newly formed organizations also cooperated with each other, forming horizontal links in their shared quest to challenge the Soviet system. Most impressive were the miner's strikes in 1989 and again in 1991, as well as the mass demonstrations on Manezh Square in downtown Moscow that occurred repeatedly throughout fall 1990 and spring 1991. At times, hundreds of thousands filled the expansive square. Russian society was politicized, organized, and mobilized. The Soviet state had to respond. Occurring in the shadow of decades of totalitarian rule in the Soviet Union, this kind of social activity was remarkable. The proliferation of nongovernmental organizations (NGOs) and exponential rise in citizen participation in these groups fueled hope that a proto-civil society was taking root--one capable of strengthening Russia's young and tenuous democracy.

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Demokratizatsiya
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Michael A. McFaul
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...

Just about a year ago, this newly created Subcommittee opened its formal hearings with a look at the U.S.-European relationship. I said at the time I felt that the transatlantic relationship was the most important relationship this nation had. Today, in the aftermath of 911, I feel this relationship is even more important and in many respects stronger than ever.

It is fitting today that we open our hearings with what I consider the second most important relationship we have, that with Russia. U.S.-Russian relationships have significantly changed since the terrorist attacks on September 11.

Russian President Putin, in what some have defined as a bold defiance of many in his own population, his bureaucracy and his military, has seized upon the tragedies of the World Trade Center and Pentagon as an opportunity to transform relations with the U.S. from distant and sometimes hostile to one of broad cooperation and new opportunities in many fields.

By identifying terrorism as the common enemy and associating Russia with the common cause of the United States and others to deal with global terrorism, President Putin seems to be attempting to forge a new alliance with the West and with the United States.

...

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Testimonies
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Sucommittee on Europe, Committee on International Relations, United States Congress
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Michael A. McFaul
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The transition from communism in Europe and the former Soviet Union has only sometimes produced a transition to democracy. Since the crumbling of the Berlin Wall in 1989 and the collapse of the Soviet Union in 1991, most of the twenty-eight new states have abandoned communism, but only nine of these have entered the ranks of liberal democracies. The remaining majority of new postcommunist states are various shades of dictatorships or unconsolidated "transitional regimes." This article seeks to explain why some states abandoned communism for democracy while others turned to authoritarian rule. In endorsing actorcentric approaches that have dominated analyses of the third wave of democratization, this argument nonetheless offers an alternative set of causal paths from ancien régime to new regime that can account for both democracy and dictatorship as outcomes. Situations of unequal distributions of power produced the quickest and most stable transitions from communist rule. In countries with asymmetrical balances of power, the regime to emerge depends almost entirely on the ideological orientation of the most powerful. In countries where democrats enjoyed a decisive power advantage, democracy emerged. Conversely, in countries in which dictators maintained a decisive power advantage, dictatorship emerged. In between these two extremes were countries in which the distribution of power between the old regime and its challengers was relatively equal. Rather than producing stalemate, compromise, and pacted transitions to democracy, however, such situations in the postcommunist world resulted in protracted confrontation between relatively balanced powers. The regimes that emerged from these modes of transitions are not the most successful democracies but rather are unconsolidated, unstable, partial democracies.

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World Politics
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Michael A. McFaul
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Since the disintegration of the Soviet Union, questions have arisen as to which course the United States should sail in the new international order. In this volume, some of the nation's foremost foreign policy experts present carefully crafted and bold perspectives of what America's global role should be. All contributors, leading authorities in the fields of economics, history, international relations, and political science, offer alternative viewpoints. These sharply drawn approaches permit the general reader and scholar alike to glean an understanding of the main schools of thought about American foreign policy today.

They are written in accessible prose without esoteric language or scholarly jargon. The past decade witnessed a transition from an era of bipolar confrontation with the Soviet Union to a new and still-emerging epoch. Although American economic, military, and diplomatic influence stood unrivaled in the past decade, the future looks much less predictable. The unique insights represented in this volume will help inform the reader about possible courses America can navigate in uncharted seas. Rogue states, humanitarian interventions, terrorism, major and middle powers, international organizations, global trade agreements, and other political and economic developments are analyzed in the context of the policies recommended in this volume. The perspective spans the spectrum from global activism to antiglobalization.

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Hoover Institution Press in "Foreign Policy for America's Third Century: Alternative Perspectives", Thomas Henriksen, ed.
Authors
Larry Diamond
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This volume addresses the following question: to what extent do existing institutional arrangements, rules, and principles associated with the concept of sovereignty inhibit the solution to some of the most pressing issues in the contemporary international order? Can these rules be bent? Can they be ignored? Do they present an insurmountable or at least significant barrier to stable solutions, or can alternative arrangements be created?

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Columbia University Press in "Problematic Sovereignty: Contested Rules and Political Possibilities", Stephen Krasner, ed.
Authors
Michael A. McFaul
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What went wrong in Russias decade-old post-communist transition? A group of leading young scholars answer this question by offering assessments of five crucial political arenas during the Yeltsin era: elections, executive-legislative relations, interactions between the central state and the regions, economic reforms, and civil-military relations. All of the contributors recognize that adverse historical legacies have complicated Russian democratization. They challenge structural explanations that emphasize constraints of the pre-existing system, however, and concentrate instead on the importance of elite decisions and institution-building. The authors agree that elites failure to develop robust political institutions has been a central problem of Russias post-communist transition. The weakness of the state and its institutions has contributed to a number of serious problems threatening democratic consolidation. These include the tensions between the executive and the legislature, the frail infrastructure for successful market reform, and the absence of proper civilian control over the armed forces.

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Cambridge University Press in "Russian Politics: Challenges of Democratization", Zoltan Borany, ed.
Authors
Michael A. McFaul
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Drawn from outstanding articles published in the Journal of Democracy, The Global Divergence of Democracies follows the enthusiastically received earlier volume, The Global Resurgence of Democracy.

The tremendous momentum of democratic expansion that characterized the 1980s and the first half of the 1990s has drawn to a halt. Significantly, this halt has not yet been followed by a "reverse wave"of democratic breakdowns, and democracy remains unchallenged as a global model and ideal of governance. The values of freedom, human rights, and popular sovereignty have continued to gain strength in the world. The first section of The Global Divergence of Democracies presents a few outstanding examples of the accumulating body of argument and evidence in favor of the universality of democratic principles and their basic compatibility with diverse religious and cultural traditions.

Nonetheless, in practice, the performance of the world's newer democracies has become increasingly varied, a trend reflected in the title of this volume: The Global Divergence of Democracies. The divergence in the quality or depth of democracy is matched by a parallel divergence in progress toward the consolidation of democracy. The second section of this volume is devoted to the hotly contested debate among leading scholars of comparative democracy of the utility and meaning of the concept of consolidation.

A third section examines some of the key building blocks of successful democracy, including political party systems, elections, federalism, the rule of law, a market economy, an independent judiciary, and civilian control of the military. The volume concludes with a series of appraisals of the divergent paths that democracy is taking both among and within various regions of the world, as well as in such key countries as Russia and China. With contributions by more than thirty of the world's leading scholars of democracy, this volume presents the most comprehensive assessment available of the state of democracy in the world at the beginning of the new millennium.

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Johns Hopkins University Press
Authors
Larry Diamond
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A decade after the collapse of communism, Russia still lacks a robust party system. Most institutions of the state are immune from party influence. However parties play a central role in the lower house of parliament, the State Duma. Why? Why have parties been successful in organizing and influencing the work of the State Duma but enjoyed only very limited success elsewhere? This article argues that parties in Russia are weak in general because the most powerful politicians in Russia have made choices to make them weak. Cultural, historical, and socioeconomic factors play a role in impeding party emergence, but individual decisions--especially decisions about institutional design--are the more proximate and more salient causes of poor party development. The privileged position of parties in the State Duma also resulted from individual choices, but those choices had unintended consequences that did not represent the preferences of the most powerful.

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Comparative Political Studies
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Michael A. McFaul
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September's attacks initiated a new era of world politics. As Washington scrambles to build its antiterror coalition, it may be tempted to overlook the antidemocratic excesses of its partners. But this would be a mistake, especially when it comes to Russia. Fortunately, recent poll data reveal an unlikely American ally: the Russian masses, who have grown fiercely democratic and will resist any slide toward autocracy.

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Journal Articles
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Foreign Affairs
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Michael A. McFaul
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