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Conventional sovereignty assumes a world of autonomous, internationally recognized, and well- governed states. Although frequently violated in practice, the fundamental rules of conventional sovereigntyrecognition of juridically independent territorial entities and nonintervention in the internal affairs of other stateshave rarely been challenged in principle. But these rules no longer work, and their inadequacies have had deleterious consequences for the strong as well as the weak. The policy tools that powerful and well-governed states have available to "fix" badly governed or collapsed statesprincipally governance assistance and transitional administration (whether formally authorized by the United Nations or engaged in by a coalition of the willing led by the United States) are inadequate. In the future, better domestic governance in badly governed, failed, and occupied polities will require the transcendence of accepted rules, including the creation of shared sovereignty in specific areas. In some cases, decent governance may require some new form of trusteeship, almost certainly de facto rather than de jure.

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International Security
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Stephen D. Krasner
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"If Russia eventually reverts to a full-blown autocratic regime, it is not inconceivable that tension and competition once again will define Russian-American relations. At this critical moment in Russia's internal development, American foreign policy makers cannot afford to be disengaged."

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Current History
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Michael A. McFaul
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Three experts on Russian elections analyze the surprising degree to which Russian voters supported their leaders, especially Putin, in the December 2003 Duma elections and the March 2004 presidential election. Drawing on the results of surveys of a nationally representative sample of Russians of voting age made between December 19, 2003, and February 15, 2004, and then between April 4 and May 11, 2004, the authors identify some distinctive trends in voting behavior. The results of the election are analyzed in terms of the views and characteristics of the people who voted in particular ways. The trends revealed by the surveys and the authors' analysis are used to consider how Putin's Russia compares to "delegative democracies" in Latin America.

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Post-Soviet Affairs
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Michael A. McFaul
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Which of the democratic checks and balances - opposition parties, the judiciary, a free press - is the most forceful? Peru has the full set of democratic institutions. In the 1990s, the secret-police chief Montesinos systematically undermined them all with bribes. We quantify the checks using the bribe prices. Montesinos paid television-channel owners about 100 times what he paid judges and politicians. One single television channel's bribe was five times larger than the total of the opposition politicians' bribes. By revealed preference, the strongest check on the government's power was the news media.

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Journal of Economic Perspectives
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Alex Thier
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CDDRL Visiting Fellow J. Alexander Thier questions President Bush's assertion that Afghanistan is on a path to democracy. In three years, he notes, the United States has failed to create a secure, stable or prosperous Afghanistan.

President Bush describes Afghanistan, the first front on the war on terrorism, as a success. In comparison to Iraq, perhaps it is. But if you look at Afghanistan on its own merits, the lack of progress is disheartening. In 2002, President Bush promised a "Marshall Plan" for the country, with the goal of turning Afghanistan into a stable, democratic state. On Tuesday, before the United Nations General Assembly, the president said that "the Afghan people are on the path to democracy and freedom." Yet in nearly three years we have failed to create security, stability, prosperity or the rule of law in Afghanistan.

These failings are not just a reflection of the great difficulties of nation-building in places like Afghanistan, they are also the direct result of the Bush administration's policy decisions. Our efforts in Afghanistan are underfinanced and undermanned, and our attention is waning.

The root of the problem is that we invaded Afghanistan to destroy something - the Taliban and Al Qaeda - but we didn't think much about what would grow in its place. While we focused on fighting the terrorists (and even there our effectiveness has been questionable), Afghanistan has become a collection of warlord-run fiefs fueled by a multibillion-dollar opium economy. We armed and financed warlord armies with records of drug-running and human rights abuses stretching back two decades. Then we blocked the expansion of an international security force meant to rein in the militias. These decisions were made for short-term battlefield gain - with disregard for the long-term implications for the mission there.

Our Army continues to hunt insurgents in the mountains, but we have refused to take the steps necessary to secure the rest of the country, and it shows. More coalition and Afghan government soldiers and aid workers have died this year than in each of the previous two. This summer, Doctors Without Borders, which has worked in the most desperate and dangerous conditions around the world, pulled out of Afghanistan after 24 years. In other words, the group felt safer in Afghanistan during the Soviet occupation and the civil war that followed than it did three years after the United States-led coalition toppled the Taliban.

Last month, after a United Nations-backed voter registration office was bombed, the vice president of the United Nations Staff Union urged Secretary General Kofi Annan to pull employees out of Afghanistan. The opium trade is also out of control, fueling lawlessness and financing terrorists. Last year, the trade brought in $2.3 billion; this year, opium production is expected to increase 50 to 100 percent.

Amid terrorist attacks and fighting among regional warlords, the country is preparing for presidential elections on Oct. 9. A recent United Nations report warned that warlords were intimidating voters and candidates. This month, the Organization for Security and Cooperation in Europe, which has monitored post-conflict elections in trouble spots like Bosnia and Kosovo, declared that Afghanistan was too dangerous for its election monitors (it is sending a small "election support team'' instead). President Hamid Karzai narrowly escaped assassination last week on his first campaign trip outside Kabul, and eight other presidential candidates have called for elections to be delayed, saying it's been too dangerous for them to campaign.

Many of these problems flow from early mistakes. Rather than moving quickly to establish security and then gradually turning over control to a legitimate domestic authority, we have done the opposite. As fighting among warlord militias in the countryside intensifies, we are slowly expanding our presence and being dragged into conflicts. The American "advisers" in Afghan Army units, the ubiquitous heavily armed "private" security forces and the fortress-like American Embassy are garnering comparisons to the day of the Soviets.

In Kabul, the effort to build a stable, capable government has also lagged dangerously. President Karzai has begun to show great fortitude in challenging warlords. But his factious cabinet, born of political compromise, has collapsed under the pressure of the country's hurried presidential elections. Outside Kabul, his control remains tenuous in some places, nonexistent in others. Kabul's Supreme Court, the only other branch of government, is controlled by Islamic fundamentalists unconcerned with the dictates of Afghanistan's new Constitution. On Sept. 1, without any case before the court, the chief justice ordered that Latif Pedram, a presidential candidate, be barred from the elections and investigated for blasphemy. His crime? Mr. Pedram had suggested that polygamy was unfair to women. These clerics are trying to establish a system like that in Iran, using Islam as a bludgeon against democracy.

It's true that there have been several important accomplishments in these three years: the Taliban and Al Qaeda no longer sit in Kabul's Presidential Palace; girls are back in school in many parts of the country; some roads and buildings have been rebuilt; and more than 10 million Afghans have registered to vote for the presidential elections. Thousands of international aid workers have been working with the Afghans, often at great risk, to make things better. Despite the slow progress, most Afghans are more hopeful about their future than they have been in years.

But many people working there are left with the nagging feeling that much more could have been done both to help Afghanistan and fight terrorism over the last three years. Our experience demonstrates that you can't fight wars, or do nation-building, on the cheap. Afghanistan should be a critical election issue this year, but Iraq looms much larger in the public mind. Unless the next administration steps up to the plate, it may well be an issue in four years, when we start asking, "Who lost Afghanistan?"

J Alexander Thier, a fellow at the Hoover Institution and the Center on Democracy, Development and the Rule of Law at Stanford University, was a legal adviser to Afghanistan's constitutional and judicial reform commissions.

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This workshop will focus on the strategies used by the United States and European Union in promoting democracy and the rule of law in the developing world. Participants include Laurence Whitehead of Oxford University, Peter Eigen, Chairman of Transparency International, Carl Gershman, President of the National Endowment of Democracy, as well as scholars from the CDDRL community.

Oksenberg Conference Room

Workshops

This is an international conference sponsored by CDDRL's Rule of Law Program and the Stanford University School of Law. Participants include lawmakers, judges and analysts from Mexico as well as from the Stanford community. A full agenda will be posted shortly.

Okimoto Conference Room

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In a lengthy article in the September/October issue of Foreign Affairs, Larry Diamond -- coordinator of the Democracy Program at CDDRL and a political adviser to the Coalition Provisional Authority in Iraq last spring -- details the United States' blunders in Iraq and asserts that the coalition occupation "has diminished the long-term prospects for democracy there."

The article, titled "What Went Wrong in Iraq?" chronicles the U.S. government's miscalculations on several fronts, including its failure to commit enough forces to ensure security in Iraq after toppling Saddam Hussein; Pentagon officials' disregard for the elaborate postwar planning that had been done by the State Department; a lack of determination to face down political threats such as cleric Muqtada al-Sadr; the launching of a de-Baathification campaign that was too broad; a failure to address early on the widespread grievances with the interim constitution that was drafted this past spring; and above all, the U.S. government's failure to understand Iraqi politics, Iraqi society, and the way average Iraqis viewed the United States and its occupation of their country.

Diamond writes that the Bush administration deserves credit for changing its posture after the "rapid implosion of its plan for a political transition in Iraq." And he praises several aspects of the Coalition Provisional Authority's work, such as the training programs it set up to offer Iraqi political parties the skills and tools needed to organize and mobilize. He writes encouragingly that "I have found many Iraqis to have a deep ambition to live in a decent, democratic and free society and found them prepared to do the hard work that building a democracy will require."

But Diamond concludes that because of the failures of the U.S. occupation, along with the intrinsic difficulties of establishing order and democracy in a society like Iraq, "it is going to take a number of years to rebuild the Iraqi state and to construct any kind of viable democratic and constitutional order there."

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Big dams built for irrigation, power, water supply, and other purposes were among the most potent symbols of economic development for much of the twentieth century. Of late they have become a lightning rod for challenges to this vision of development as something planned by elites with scant regard for environmental and social consequences, especially for the populations that are displaced as their homelands are flooded. In this book, Sanjeev Khagram traces changes in our ideas of what constitutes appropriate development through the shifting transnational dynamics of big dam construction.

Khagram tells the story of a growing, but contentious, world society that features novel and increasingly efficacious norms of appropriate behavior in such areas as human rights and environmental protection. The transnational coalitions and networks led by nongovernmental groups that espouse such norms may seem weak in comparison with states, corporations, and such international agencies as the World Bank. Yet they became progressively more effective at altering the policies and practices of these historically more powerful actors and organizations from the 1970s on.

Khagram develops these claims in a detailed ethnographic account of the transnational struggles around the Narmada River Valley Dam Projects, a huge complex of thirty large and more than three thousand small dams. He offers further substantiation through a comparative historical analysis of the political economy of big dam projects in India, Brazil, South Africa, and China as well as by examining the changing behavior of international agencies and global companies. The author concludes with a discussion of the World Commission on Dams, an innovative attempt in the late 1990s to generate new norms among conflicting stakeholders.

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CDDRL organized a conference on "Governance and Sovereignty in Failed and Failing States," held April 16-17, 2004 at Stanford University. The event drew participants from around the United States and abroad, including speakers from Georgetown University, Oxford University, Stanford, Free University of Berlin, the United Nations, the World Bank, the Monterey Institute of International Studies, and the Carnegie Endowment for International Peace. Speakers from SIIS included Larry Diamond, Stephen J. Stedman and Michael A. McFaul.

The participants addressed a variety of topics including "Why States Fail," "UN Responses to State Failure," "Global Security and the United Nations," "Building Democracy in Iraq," and "Corruption and Misgovernance Lessons from U.S. Foreign Aid."

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